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\def\AI{\hbox{ARIES-I}}
\def\AII{\hbox{ARIES-II}}
\def\AIV{\hbox{ARIES-IV}}
\def\SdegC{$\,^\circ$C}

\def\us#1{$\underline{\smash{\vphantom{y}}{\hbox{#1}}}$}
\def\ea{{\it et~al.\ }}        
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\title{\bf ASSESSMENT OF OPTIONS FOR ATTRACTIVE COMMERCIAL AND DEMONSTRATION
TOKAMAK FUSION POWER PLANTS$^\dagger$}

\author{ Farrokh Najmabadi \\
Dept. of Electrical \& Computer Eng.\ and \\
Fusion Energy Research Program,  \\
University of California, San Diego,  \\
La Jolla, CA 92093-0417 \\
\\
and the ARIES Team\thanks{
Institutions involved in the Starlite study, in addition to UC San Diego, are
Argonne National Laboratory, General Atomics, Idaho National Engineering
Laboratory, Los Alamos National Laboratory, Massachusetts Institute of
Technology, McDonnell Douglas Aerospace Co., Princeton Plasma Physics
Laboratory, Raytheon Engineers and Constructors, Rensselaer Polytechnic
Institute, and the University of Wisconsin-Madison. \hfil\break
$^\dagger$ Work Supported by USDOE.}
}

\maketitle

\section*{\normalsize\bf ABSTRACT}

The Starlite Project was initiated to investigate the mission, requirements and
goals, features, and the R\&D needs of the Fusion Demonstration Power Plant
based on tokamak confinement concept.  It is obvious that the Fusion Demo
should demonstrate that a commercial fusion power plant would be accepted by
utility and industry ({\it i.e.,} it is affordable and profitable) and by the
general public and government ({\it i.e.,} it has superior safety and
environmental features).  Therefore, as the first step in the Starlite project,
a set of quantifiable top-level requirements, and goals for both commercial
fusion power plants and the Fusion Demo were developed.  Next, several
candidate options for physics operation regime as well engineering design of
various components ({\it e.g.,} choice of structural material, coolant,
breeder) have been developed and assessed. In each area, this assessment was
aimed at investigating (1)~the potential to satisfy the requirements and goals,
and (2)~the feasibility {\it e.g., critical issues} and credibility ({\it
e.g.,} degree extrapolation required from present data base).  This assessment
led to the choice of the reversed-shear as the tokamak plasma operation regime
and a self-cooled lithium design with vanadium alloy for blanket and in-vessel
structures for detailed design.  This paper presents a summary of top-level
requirements and goals for fusion power and overviews the results of our
assessment of tokamak plasma physics and technology options and designs.

\section{\normalsize\bf INTRODUCTION}

The demand for substantial increases in electrical power requirements has been
forecast for decades.  Conservation and use of relatively inexpensive fuel have
reduced the need to develop new electrical energy sources affording more time
for the development of fusion.  But environmental concerns have severely
curtailed many of the previously viable electrical sources. Improved power
plants using existing energy sources are meeting with increasingly difficult
regulations to continually improve both the local and the global environments.
Fusion offers the promise of an abundant energy source that is
not tied to national resources and will have only a minimal impact on the
environment.

A demonstration power plant will be built and operated in order to assure the
user community (general public, utilities, industry) that fusion is ready to
enter the commercial arena. Accordingly, the Fusion Demo should clearly
demonstrate that goals and requirements for a commercial fusion power plant can
be achieved.  It is, therefore, essential to state the goals for commercial
fusion power.  Based on interaction and advice from electric utilities and
industry, a set of criteria for fusion power is derived (Table~\ref{t-1}) and
discussed in Ref.~\citen{Naj95,StarI}. A similar set of criteria has been
developed by the EPRI fusion working group$^{\citen{Kas94}}$.

\begin{table}[h]
\caption{}
\begin{center}
ELEMENTS OF THE CASE FOR AN ATTRACTIVE FUSION ELECTRIC POWER SOURCE
\end{center}

%\vspace{0.5cm}
\hrulefill
\parskip 2.5pt

1. Cost advantage over other available options.

2. Eased licensing process.

3. No need for evacuation plant.

4. Produce no high-level waste.

5. Reliable, available, and stable .

6. No local or global atmospheric impact.

7. Fuel cycle is closed and on-site.

8. Fuel availability is high.

9. Plant is capable of operation at partial load.

10. Plant is available in a range of unit sizes.

%\end{enumerate}
%\begin{enumerate}
%\item Cost advantage over other available options.
%\item Eased licensing process.
%\item No need for evacuation plant.
%\item Produce no high-level waste.
%\item Reliable, available, and stable .
%\item No local or global atmospheric impact.
%\item Fuel cycle is closed and on-site.
%\item Fuel availability is high.
%\item Plant is capable of operation at partial load.
%\item Plant is available in a range of unit sizes.
%\end{enumerate}
\hrulefill
\label{t-1}
\end{table}

\twocolumn[
\vbox to 3.75truein{
\centering{Table 2.}

\centering{TOP-LEVEL REQUIREMENTS AND GOALS }

\centering{FOR COMMERCIAL AND DEMONSTRATION FUSION POWER PLANTS}

\vspace{0.5cm}
\renewcommand{\arraystretch}{1.1}
\begin{tabular}{l c c }\hline
Element			                  & Demo Plant & Commercial Plant\\
\hline \\
Must use technologies 
to be employed in commercial power plant  &  Yes             & Yes \\

Net electric output must be greater than  & 75\% commercial  & N/A \\

Cost of electricity (COE)
must be competitive (in 1995 mill/kWh)    & 80 (Goal)        & 65 (Goal)  \\
                                          & 90 (Reqmt)       & 80 (Reqmt) \\
No evacuation plan
required for any credible accident:  Dose at site boundary
                                          & $< 1$~rem total & $< 1$~rem total\\

Generate no rad-waste greater than        & Class C          & Class C \\
                
Must demonstrate public
day-to-day activity is not disturbed      &  Yes             & Yes \\
                
Must not expose workers
to a higher risk than other power plants  &  Yes             & Yes \\
                
Must demonstrate robotic
maintenance of power core                 &  Yes             & Yes \\
                
Must demonstrate routine
operation with less than (x) unscheduled \\
\quad shutdowns per year including disruptions &   1              & 1/10 \\

Demonstrate a closed tritium fuel cycle   &  Yes             & Yes \\
                
Must demonstrate operation
at partial load conditions at             & 50\%             & 50\% \\

\\ \hline
\end{tabular}
\vfil}]

\addtocounter{table}{1}

Because fusion is a new technology in the energy marketplace, it must have a
cost advantage (criterion 1) to offset the inherent technical risk of a new it
will never be widely endorsed. The cost here reflects a complete life-cycle
cost, that is, it includes cost associated with other elements of the case
({\it e.g.,} costs due to delays in licensing and/or public opposition to
evacuation plan, costs due to decommissioning and waste disposal, carbon taxes,
{\it etc.}).  Criteria 2 through 4 in Table~\ref{t-1} are included to
circumvent the difficulties experienced by fission and, to some degree, will be
faced by fossil fuels in the future.  Fusion should be easy to license by the
national and local regulating agencies, and be able to gain public
acceptance. Realization of the full safety and environmental potential of
fusion will help fusion to achieve a cost advantage over other sources of
electricity.  Fusion power plants can be designed to achieve these criteria
only through the use of low-activation material and care in design.

It should be demonstrated that Demo and commercial power plants can achieve the
necessary degree of reliability (criterion 5).  This criterion, to a large
degree, should be addressed in the development path of fusion power. Today's
experiments are, by their charter, and are not intended to provide detailed
engineering data to support the design, construction, and operation of a power
plant. This set of requirements is perceived as the most difficult to achieve
in a limited time program.

The remaining criteria are foreseen as reasonably easy for fusion to achieve
but are significant attributes for an electrical power source.  No atmospheric
impact is a powerful requirement.  Fusion power plants can be designed such
that containment buildings or special safety systems will not be needed.
Because there is no need to ship radioactive fuel and/or massive amount of
fossil fuel to the site, fusion has a powerful advantage that circumvents
strikes, natural calamities, and adverse supplier actions.  This helps the
utility better control their self destiny.  Fuel availability is high in that
all elements in the fuel cycle are in abundant supply with no critical resource
shortages.  The last two criteria deal with how well the fusion plant will
function in conjunction with the network and the energy demand.  There seems to
be no difficulty in designing a fusion plant to operate at partial power.
Availability in a range of sizes is limited only by the fact that smaller sizes
would tend to be more costly on a COE basis.  If there were reasonable
assurances that this set of high level criteria could be met by a demonstration
power plant, then the decision to purchase a commercial fusion electrical power
plant would likely be positive.  Thus the intent for the Demo power plant is to
use these criteria as guiding features to help structure its mission and
goals, as has been derived and given in Table~2.

Top-level requirements and goals for cost of electricity (COE) were adopted for
the Starlite project based on estimated cost of competitive source of
electricity at the time of introduction of fusion in the market
place$^{\citen{Mil95}}$.  These requirements and goals for COE also are in line
with projections of future power plant costs based on energy forecasting
models$^{\citen{Cla95}}$.  Several top-level requirements are related to
criteria 2 through 4 and aim at achieving safety and environmental features of
fusion. These result in stringent constraints on the sub-system choices and
design.

The prior section discussed the goals needed for the commercial plant to be
accepted and succeed.  On the other hand, the Demo must ``demonstrate'' those
attributes that would convince the utility or their investors and the public
that this new technology, for long periods of time, is safe, economical, and
does not harm the environment.  The Demo need not meet 100\% of all commercial
power plant requirements and goals, but the risk in eventually meeting those
goals should be acceptable.  In particular, Demo should use the same
technologies as planned for commercial power plants since introducing a new
technology ({\it e.g.,} different plasma operating regime, coolant, or
structural material) would require that a new development path be initiated.  A
detailed mission statement for the Fusion Demo has been compiled for the
Starlite project and given in Ref.~\citen{Naj95,StarI}.  The corresponding set
of top-level requirements for the Fusion Demo is listed in Table~2.  The most
important requirement is that the Fusion Demo should use the same technologies
as planned for the commercial power plants. Introducing a new technology ({\it
e.g.,} different plasma operating regime, coolant, or structural material)
would require that a new development path be initiated.  The only other
differences between requirements and goals for Demo and commercial plants is
limited to three categories: size, cost, and reliability/availability.  In
principle, smaller and hence, a lower capital cost, Demo is preferred.
However, the Demo should be of sufficient size so that it can scaled with
confidence to a commercial power plant.  In addition, the Demo COE, which is a
function of its size, should be within an acceptable range.  The higher cost of
electricity from Demo reflects the first-of-kind costing as well as experience
with Demo systems which usually results in a lower cost for later models ({\it
i.e.,} commercial plants).  One of the main outcomes of Demo operation is
the experience gained in operating an electricity-producing fusion plant.  As a
result, it is expected that Demo operation will lead to improved reliability
and availability.  The top-level requirements for the Demo and commercial
fusion plants have been discussed in detail in Ref.~\citen{Naj95,StarI}.

In the next sections, several candidate options for physics operation regime as
well engineering design of various components ({\it e.g.,} choice of structural
material, coolant, breeder) have been developed and assessed. In each area,
this assessment was aimed at investigating (1)~the potential to satisfy the
requirements and goals, and (2)~the feasibility {\it e.g., critical issues} and
credibility ({\it e.g.,} degree extrapolation required from present data base).
This assessment led the choice of the reversed-shear as the tokamak plasma
operation regime and a self-cooled lithium design with vanadium alloy blanket
and in-vessel structures for detailed design.  Detailed results of this
assessment can be found in Ref.~\cite{StarI} and in these proceedings
(Refs.~\citen{Mil96, Bat96, Til96, Sze96, Bro96, ElG96, Bro96A, ElG96A}).

\section{\normalsize\bf PHYSICS REGIMES OF OPERATION}

During the past several years, the ARIES/Starlite Team has investigated the
feasibility and potential features of tokamak fusion power plants. The research
also has aimed at identifying both the trade-offs that lead to the optimal
regime of operation for a tokamak power plant and the critical plasma physics
and technology issues.  During the initial phase of the Starlite study, an
assessment of various tokamak plasma operation modes as candidates for fusion
power plants was made.  Five different regimes of operation were considered:
(1) steady-state operation in the first-stability regime, {\it e.g.,}
\AI$^{\citen{ARIESI}}$, (2) steady-state operation in the second-stability
regime, {\it e.g.,} \AII\ and \AIV$^{\citen{ARIESIV}}$, (3) pulsed-plasma
tokamak operation, {\it e.g.,} Pulsar$^{\citen{Pulsar}}$, (4) steady-state
operation with reversed-shear profile, and (5)~low-aspect ratio tokamaks
(spherical tokamaks).  The extent of the plasma physics data base as well as
performance as a power plant were considered.

Earlier studies have shown that optimum, steady-state first-stability tokamaks
have moderately high plasma aspect ratio (\hbox{$A \equiv 1/\epsilon \sim
4.5$}) and low plasma current (\hbox{$I_p \sim 10$~MA}) at relatively high
poloidal beta (\hbox{$\epsilon \beta_p \sim 0.6$}) in order to reduce the
current-drive power by maximizing the bootstrap current fraction, $f_{BS}$.
The maximum bootstrap fraction in this class is about $\sim$70\% with most of
the driven current located near the magnetic axis. However, the important
parameter $\epsilon\beta_p$ is related to achievable plasma $\beta$ through
%
\begin{equation}
\left( \epsilon \beta_p \right) \left( \beta / \epsilon \right)
\leq\left( \beta_{N} / 20 \right)^{2} S
%\left( \epsilon \beta_p \right) \left( \frac{\beta}{\epsilon} \right)
%\leq\left(  \frac{\beta_{N}}{20}\right)^{2} S
\label{eq-1}
\end{equation}
%
where $S=(1+\kappa^2)/2$ is the plasma shape factor, $\kappa$ is the
plasma elongation, and $\beta_N$ is defined by \hbox{$\beta \leq \beta_{N}
(I_p/B_{T}a_p)$}. For a conventional first stability configuration (similar to
PULSAR) with high current (low edge safety factor, $q_*$), optimally shaped
current and pressure distributions, and with sufficient triangularity in the
cross-sectional shape, this equation must be obeyed with a Troyon coefficient
of $\beta_{N}=3.5$.  Plasma configurations with non-optimal profiles and shapes
can be unstable at values of $\beta_{N}$ lower than 3.5.  If a high $f_{BS}$ is
desired for steady state operation (such as \AI), one can reduce the current or
raise $q_{*}$, resulting in a lower $\beta$.  Therefore, optimum
first-stability tokamak discharge have $\beta\simeq2\%$, and and still requires
$\sim$100~MW of current-drive power. There is ample experimental data base for
this regime, however, operation in discharges with durations longer than the
current diffusion time is needed.

Pulsed-tokamak power plants avoid the problem of non-inductive current drive,
the constraint on $\beta_p$ is removed and plasma $\beta$ can be higher.  Also,
the recirculating power for current drive is eliminated.  However, inductive
current-drive also imposes certain constraints on the plasma operating regime.
Because the loop voltage is constant across the plasma, the current-density
(induced and bootstrap) and pressure profiles are set for a given pair of
density and temperature profiles. In principle, because the current-density
profiles cannot be tailored, both the normalized $\beta$ value and bootstrap
fraction are limited (\hbox{$\beta_N \sim 3.0$}, \hbox{$f_{BS} \lesim 40\%$}).
In addition, many critical engineering issues have to be resolved.  For
example, cyclic fatigue becomes a major issue limiting the maximum toroidal
field.  This decrease in the toroidal-field strength more than offsets the
gains in plasma $\beta$ values for a pulsed device, resulting in a lower
fusion-power density and a larger tokamak relative to a steady-state design.
Large and expensive poloidal-field coils also are needed and this constraint
leads to the desire of a moderately high-aspect ratio, low-current plasma.  An
innovative, sensible-heat storage system in the outer shield was developed for
the PULSAR design which removed the cost of energy-storage as a barrier to
pulsed-tokamak power plant.  As a whole, pulsed power plants are substantially
more costly than steady-state ones.  On the other hand, this regime of
operation is supported by the main body of tokamak experimental data.

As is seen from Eq.~(\ref{eq-1}), the only way to increase the plasma $\beta$
and still have a large bootstrap current fraction is to increase the value of
$\beta_N$. It may be possible to violate the Troyon limit if certain conditions
are met such as through elevated central safety factor ($q_{0} \geq
2$)~$^{\citen{Ram91}}$ as in \AII/IV designs, reversed magnetic
shear$^{\citen{Oze93},\citen{Kes94}}$, or at very low aspect
ratios$^{\citen{Men95}}$.  In addition to these requirements, stabilization of
the external kink mode in a second stability plasma requires a close fitting
conducting wall and sufficient plasma rotation$^{\citen{Bon94}}$.

Second-stability operation allows for higher bootstrap current fraction than
first-stability operation.  While bootstrap current can become as large as the
total plasma current, the profile is different than that needed for equilibrium
and stability.  As a result, current should be driven both on the axis and at
the plasma edge while cancellation of part of the bootstrap current in the
middle of the plasma may be required.  Essentially, the optimum configuration
has bootstrap current fraction of $\sim$90\% and, compared to the steady-state,
first-stability optimum regime, the current-drive power is somewhat smaller and
the plasma $\beta$ is about twice as large (a conducting wall for stabilization
of kink modes is required).  The critical issues for this regime of operation
include startup and access to the second-stable operating point, as well as
complexity of the current drive system.  In addition, there is very little
experimental evidence for this mode of operation.

Reversed-shear plasma operation combines the best features of steady-state,
first- and second-stability modes.  There is a much better match between the
bootstrap current-density profile and that needed for equilibrium and stability
and, therefore, higher values of plasma $\beta$ can be achieved with moderate
current-drive power and less complicated current-drive system.  There is ample
theoretical research on this regime and some experimental data base is
available. An extensive experimental exploration of this regime of operation 
is currently on-going.

Operation at a low plasma aspect ratio (low-aspect ratio or spherical tokamaks)
is another approach to achieving high plasma $\beta$ and a high bootstrap
current fraction.  Unfortunately, the low aspect ratio of plasma rules out the
use of superconducting toroidal-field coils as there is not enough space for a
large shield in the inboard.  Therefore, a low-aspect-ratio tokamak requires
equilibria with a very high plasma $\beta$ (in order to minimize the Joule
losses in the center-post).  In addition, because the plasma current is very
large ($\sim30$ to 40~MA) in a low-aspect-ratio tokamak, a very high bootstrap
current which is also well-aligned to the equilibrium current profile is
essential (to minimize current-drive power).  Detailed MHD equilibrium and
stability and current drive calculations have been performed and some promising
equilibria have been produced.  This regime of operation offers unique features
and is currently pursued vigorously in the physics community.  However, the
design activity has not reached the level of maturity needed to make a sound
assessment of the performance of spherical tokamaks as power plants.  Our
assessment, therefore, has focused mostly on existing designs and several
critical issues in the design and center-post and engineering systems also have
been identified and discussed in the next section (see also Ref.~\citen{StarI,
Bat96, ElG96A}).

A system assessment of the above five candidates for tokamak plasma regime of
operation has been performed$^{\citen{StarI,Bat96}}$.  Based on the economic
performance (to satisfy the economic requirements) and the degree of maturity
of the concept, the Starlite project has chosen reversed-shear operation for
its reference design.


\section{\normalsize\bf ENGINEERING OPTIONS}

The range of design options for fusion power plants is limited, and has been 
examined in numerous studies during the past 25 years.  Previous studies 
have shown that advanced low-activation ferritic steel, vanadium alloy, 
or SiC/SiC composites are the most credible candidates for the primary 
in-vessel structural material.  An assessment of engineering design 
options has been performed using these three materials and the associated 
in-vessel component designs which are compatible with them.

\subsection*{\normalsize\bf Ferritic Steel Designs}

Unlike vanadium and SiC composites, ferritic steel is compatible with several 
different coolants, and can be used effectively with either solid ceramic 
breeders or liquid metals.  Steel is by far the most developed material 
option, such that the database is also most developed.  Intimate knowledge of 
the limitations of this class of alloys must be balanced against the sometimes 
large uncertainties which exist in the behavior of V-alloys and SiC/SiC 
composites.

Four aspects of the top-level mission requirements have been given special 
attention in the assessment:  maintainability, thermal conversion efficiency 
and performance limitations (which impact cost), a cost assessment of the 
trade-off between material costs {\it vs.} performance, and activation.  These 
were determined to be most significant as discriminators between the various 
design options.

Two key issues were selected for special attention:  consequences of the loss 
of ductility and ferro-magnetism effects.  Ductility is viewed as the most 
serious concern.  Ferro-magnetism causes important operational problems, but 
these were viewed as solvable if an appropriate R\&D program were carried 
out.

The results of the assessment indicate that ferritic steel remains a potential
power plant structural material within a certain restricted range of
performance$^{\citen{Til96}}$.  The requirements for waste disposal are likely
to be met with low-activation variants of ferritic steel, such that this was
not considered to be a major discriminating factor.  Its ability to meet the
minimum requirement for competitive cost of electricity is one of the most
serious concerns.  The relatively restricted temperature range of operation and
relatively low thermal conductivity limit the fusion core power density and the
plant thermal conversion efficiency, leading to larger machines with more
restrictive power density limits.  In addition, it is highly unlikely that
steel could be used in the divertor unless the heat flux can be maintained much
lower than current projections.  In that case, an alternate technology must be
identified, further complicating the system.  Safety implications of ferritic
steel were not adequately assessed, and should be given special attention in
future studies.

Ferritic steel components have fewer critical issues as compared with other
material candidates.  However, the loss of ductility under irradiation is
potentially a feasibility issue.  Existing irradiation experiments performed in
the temperature range of 250-400\SdegC\ in mixed-spectrum reactors result in
ductile-to-brittle transition temperature (DBTT) values of about 250\SdegC\
under conditions with simultaneous neutron damage and helium generation.
Similar testing in fast reactors at \hbox{$T \geq 365$\SdegC} with neutron
damage, but very little helium production, results in DBTT $<0$\SdegC\ for some
alloys.  Without fully understanding the role of He in raising the DBTT, it is
difficult to extrapolate these results to a fusion-reactor spectrum which is
characterized by about 10~appm-He/dpa at the plasma surface of the first wall.
What is clear, however, is that special precautions would be required if
ferritic steels embrittle in a fusion reactor as they do in a mixed-spectrum
reactor, and the risk of failure may be significantly higher in power plants
which use a brittle structural material.

\subsection*{\normalsize \bf Vanadium Designs}

Vanadium alloys have been included in many fusion R\&D programs throughout the
world due to their potential for improved thermomechanical performance, safety
advantages, and possibly longer lifetime.  The use of vanadium restricts the
use of other materials (such as the coolant and breeder) due to compatibility.
Design options using both lithium and helium as coolant were
considered.  The assessment of blanket options concentrated on the use of
lithium as breeder.  Lithium offers the best opportunity for high power density
operation, and has unique compatibility features with vanadium alloys.  Two
coolant options were considered: self-cooled lithium and high-pressure helium.
Several previous design studies, such as \AII$^{\citen{ARIESIV}}$ detailed
descriptions of the self-cooled concept.  The He-cooled blanket option is
relatively less studied.  Liquid PbLi is a possible candidate for the breeder
and/or coolant, but U.S.\ R\&D programs do not currently support this option.

Three power plant requirements were selected for more detailed examination.
First, the high cost of vanadium is a major concern.  The improved performance
must offset the higher capital and replacement costs for the in-vessel
components.  Strategies for minimizing the quantity of vanadium, maximizing the
lifetime and replacing (or recycling) components have been addressed.  Second,
accident safety and waste management were examined to determine whether the
aggressive Demo requirements can be met.  Finally, reliability and availability
were briefly surveyed.  All design concepts will have a difficult development
path to meet the very stringent utility requirements on availability.

Three of the critical issues associated with the use of vanadium were examined.
The materials data base for vanadium alloys is small, but growing.  Some of the
important material-related issues include tensile and creep behavior under
irradiation, compatibility with coolants and breeders, and fabrication.
Tritium recovery and control is the second issue examined.  Recovery methods
from lithium have been developed, but the stringent requirements for impurity
control (to prevent degradation of the vanadium properties) leads to special
concerns.  Finally, the possibility of vanadium recycling was explored as a
means to offset the high cost of the material.

While uncertainties in the potential attractiveness of vanadium systems is 
acknowledged, it was decided to develop the V-Li system for the detailed 
conceptual design phase which followed these assessments.  The ultimate 
potential of fusion depends on our ability to provide high performance systems 
with minimal safety and environmental impacts.  Vanadium appears to offer the 
potential to meet this challenge.


\subsection*{\normalsize \bf SiC Composite Designs}

SiC composite material with a projected allowable temperature capability
\hbox{$\geq 1000$\SdegC} was selected as the structural materials for
\AI$^{\citen{ARIESI}}$ and \AIV~$^{\citen{ARIESIV}}$ reference designs.  These
designs have been used as the basis for assessing the advantages and issues
associated with a possible Demo power plant based on SiC composites as the
primary in-vessel structural material.

To take full advantages of the low activation and high temperature capability
of SiC composite material, 5--10 MPa helium was used as the coolant.  The \AI\
design used Li$_2$ZrO$_3$ as the solid tritium breeder, Be metal sphere-pac as
the neutron multiplier, and W as the divertor coating material.  Due to the
induced activation of Zr and W, the safety rating of this design is Level of
Safety Assurance (LSA) = 2. Based on new experimental results, Li$_2$O was used
as the solid breeder for the \AIV\ design.  If the use of W can be avoided as
the plasma facing components (PFC) coating material, then an inherently safe
design of LSA-1 can be obtained.  This also assumes that the Be chemical energy
and toxicity concerns are eliminated.  The ARIES-IV design satisfy all of the
neutronics and thermal hydraulic performance requirements of Demo.  We also
found that by increasing the helium pressure to about 12~MPa, and taking
advantages of the improved recuperator performance of the closed cycle gas
turbine system, at a helium outlet temperature of about 950\SdegC, a gross
thermal efficiency of about 55\%\ can be expected.

In the evaluation of the use of SiC-composite as the structural material for
the Demo design, there was no doubt of its projected benefits; the key question
is on whether its development schedule can meet the projected schedule of Demo
(assumed to be 2025). Key issues for the application of SiC composite are in
the areas of material development that can match the schedule of the US Demo
design, the behavior of the composites in a fusion environment, the need for
electrical-conducting components to stabilize the plasma, and the development
of robust PFCs.  Fundamental improvements in material irradiated properties,
such as thermal conductivity, are needed, for example by using advanced SiC
fiber and interface materials.  Other material development issues include
economic fabrication of large SiC-composite components, development of vacuum
leak~tight components, the technique of brazing ceramic parts, and the
development of the joining techniques of SiC~composite to metallic parts.

\section{\normalsize \bf ISSUES SPECIFIC TO LOW-ASPECT-RATIO TOKAMAKS}

The assessment of low-aspect-ratio tokamak power plants included detailed
physics calculations, system studies, and preliminary engineering design
considerations.  The physics analyses yielded equilibria that are stable to all
MHD modes (with a wall present) and require very little current drive power
($\lesim$10~MW) due to bootstrap fractions approaching unity.  These equilibria
had the following characteristics: aspect ratio of 1.25, elongations of 3 and
$\beta$ as high as 40\%.  It is noted that these cases would require a
conducting wall to stabilize the external kink mode.  The sensitivity of the
current drive power requirements to variations in plasma profiles is an
important issue and must be addressed in future studies.  Using the cases noted
above, system studies and engineering analyses were conducted.  A major
conclusion of the system studies was that, even for these cases with low
current-drive power requirements, there still was significant recirculating
power ({\it i.e.,} recirculating power fraction $\sim$0.6) associated with the
resistive losses in the copper center post and return legs of the toroidal
field coils.  Because of the high-recirculating power fraction, the low-aspect
ratio tokamak is quite sensitive to choice of plasma $\beta$, design of the
center-post, and detail analysis of the current drive requirements.  Other
studies suggest lower values of recirculating power fraction in a low-aspect
ratio power plants.  The true potential of a low-aspect ratio tokamak power
plant can only be assessed after a comprehensive design study.

Minimizing the amount of inboard shielding for the low-aspect-ratio tokamak is
well known to be an important factor. There are three main concerns with an
unshielded center-post: (1)~transmutation of the copper in an unshielded
center-post increases the electrical resistivity of the center-post; (2)~copper
loses its ductility under irradiation making the mechanical design difficult,
(3) activation levels in an unshielded copper center post exceeds the U.S.\ NRC
Class-C low-level waste-disposal limit after a few weeks.  Our systems and
engineering analyses indicated about 30~cm of shielding to the center post
would resolve the above concerns.

In addition to concerns about the design of the center post, preliminary
engineering evaluations also identified constraints with regard to the blanket
and divertor.  The high fusion power density of a low-aspect-ratio tokamak
limits the choice of blanket and in-vessel component design. In the context of
blanket design, the use of water in the center-post makes the use of liquid
lithium in the blanket problematic due to safety issues.  Additional barriers
to leakage would be necessary and substantial additional analysis would have to
be performed to satisfy licensing and regulatory requirements if liquid lithium
were to be used in the blanket.  If liquid lithium is ruled out as a coolant,
the overall thermal conversion efficiency of the blanket would be much lower
and further reduces the overall plant efficiency which is already low
($\sim$17\%).  Finally, the divertor problem appears especially severe for the
low-aspect-ratio tokamak concept because the divertor surface area available at
low major radius is so restricted.

\section{\normalsize\bf SUMMARY AND CONCLUSIONS}

Through its successful operation, the Fusion Demo must be sufficiently
convincing that a utility or independent power producer will choose to purchase
one as its next electric generating plant.  A fusion power plant which is
limited to the use of currently-proven technologies is unlikely to be
sufficiently attractive to a utility unless fuel shortages and regulatory
restrictions are far more restrictive to competing energy sources than
currently anticipated.  In that case, the task of choosing an appropriate set
of physics regime of operation and engineering technologies {\bf today}
involves trade-offs between attractiveness and technical risk.  In general,
more advanced concepts appear more attractive but entail critical issues which
must be addressed by R\&D programs prior to a commitment to construct the
Demo.

%\clearpage

A systematic approach to trade-offs between attractiveness and technical risk
was developed for the Starlite project. First, a set of quantifiable top-level
requirements, and goals for both commercial fusion power plants and the Fusion
Demo were developed.  Next, several candidate options for physics operation
regime as well engineering design of various components ({\it e.g.,} choice of
structural material, coolant, breeder) have been developed and assessed. In
each area, this assessment was aimed at investigating (1)~the potential to
satisfy the requirements and goals, and (2)~the feasibility {\it e.g., critical
issues} and credibility ({\it e.g.,} degree extrapolation required from present
data base).  This assessment led the choice of the reversed-shear as the plasma
operation regime and a self-cooled lithium design with a hybrid system
including vanadium alloy for in-vessel and blanket structures, and other
material for shield$^{\citen{ElG96}}$ for the detailed design.

%\section*{\normalsize\bf ACKNOWLEDGMENT}

%This work was supported by US DOE Contract DE-AC03-95ER-54299.

\renewcommand\refname{\normalsize\bf REFERENCES}
\begin{thebibliography}{99}

\parskip 0pt 

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\bibitem{StarI} F.~Najmabadi \ea, ``The Starlite Project--Assessment Phase
Report,'' University of California, San Diego report UCSD-ENG-005 (1996).

\bibitem{Kas94} J.~Kaslow \ea, ``Criteria for Practical Fusion Power
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EPRI report BR-104469 (1994).

\bibitem{Mil95} R.~Miller \ea, ``"Starlite Economics: Requirements and
Methods,'' {\it Proc.\ IEEE 16th Symp.\ on Fusion Eng.,} Champaign, IL (Oct.\
1995) (to be published).

\bibitem{Cla95} J.~Clarke, ``Environmental Issues and Global Energy Economy
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1995) (to be published).

\bibitem{Mil96} R.~L.~Miller, ``Fusion Power Plant Economics,'' {\it these
proceedings.}

\bibitem{Bat96} C.~G.~Bathke \ea, ``A Systems Assessment of the Five Starlite
Tokamak Power Plants,'' {\it these proceedings.}

\bibitem{Til96} M.~S.~Tillack \ea, ``Analysis of the Tradeoff between Improved Performance and Increased Cost
of Advanced Materials,'' {\it these proceedings.}

\bibitem{Sze96} D.-K.~Sze \ea, ``Blanket
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\bibitem{Bro96} L.~Bromberg, O.~Titus, \ea, ``Innovative Out-of-Plane Support
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\bibitem{ElG96} L.~A.~El-Guebaly, C.~G.~Bathke, \ea, ``Cost-Effective Shield
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\bibitem{ElG96A} L.~A.~El-Guebaly, H.~Y.~Khater, \ea, ``Initial Nuclear
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\bibitem{Bro96A} L.~Bromberg, M.~Sidorov, ``Busbar for the Low-Aspect-Ratio
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\bibitem{Ram91} J.~J.~Ramos, ``Theory of the Tokamak Beta Limit and
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\bibitem{Oze93} T. Ozeki \ea, ``Profile Control for Stable High-$\beta_p$
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\bibitem{Kes94} C.~E.~Kessel \ea,
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\bibitem{Men95} J.~Menard \ea,
``Ideal MHD Stability of High Beta/High Bootstrap Fraction Equilibria
in NSTX,'' {\it Bull.\ Am.\ Phys.\ Soc.} {\bf 40} (1995) 1655.

\bibitem{Bon94} A.~Bondeson and D.~J.~Ward, ``Stabilization of External Modes
in Tokamaks by Resistive Walls and Plasma Rotation,''{\it Phys.\ Rev.\ Lett.}
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\bibitem{ARIESI} F.~Najmabadi, R.~W.~Conn, \ea, ``The \AI\ Tokamak Reactor
Study---Final Report,'' University of California, Los Angeles report
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\bibitem{ARIESIV}
F.~Najmabadi, R.~W.~Conn, \ea, ``Directions for Attractive Tokamak Reactors:
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Research,} W\"urzburg, Germany (Oct.\ 1992), International Atomic Energy
Agency, Vienna (1993).

\bibitem{Pulsar} F.~Najmabadi \ea, ``The PULSAR Study-- A Pulsed-Tokamak Fusion
Power Plant,'' University of California, San Diego report UCSD-ENG-003
(1996).

\end{thebibliography}
 
\end{document}
\bye


Complete references:


\bibitem{Naj95} L.~Waganer, F.~Najmabadi, M.~S.~Tillack, and the ARIES Team,
``What Must Demo Do?'' {\it Proc.\ IEEE 16th Symp.\ on Fusion Eng.,} Champaign,
IL (Oct.\ 1995).

\bibitem{StarI} F.~Najmabadi \ea, ``The Starlite Project--Assessment Phase
Report,'' University of California, San Diego report UCSD-ENG-005 (1996).

\bibitem{Kas94} J.~Kaslow \ea, ``Criteria for Practical Fusion Power
Systems - Report from the EPRI Fusion Panel,'' Electric Power Research
Institute report BR-104469 (1994).

\bibitem{Mil95} R.~Miller \ea, ``"Starlite Economics: Requirements and
Methods,'' {\it Proc.\ IEEE 16th Symp.\ on Fusion Eng.,} Champaign, IL (Oct.\
1995) (to be published).

\bibitem{Cla95} J.~Clarke, ``Environmental Issues and Global Energy Economy
 Project,'' {\it Proc.\ IEEE 16th Symp.\ on Fusion Eng.,} Champaign, IL (Oct.\
1995) (to be published).

\bibitem{Mil96} R.~L.~Miller, ``Fusion Power Plant Economics,'' {\it these
proceedings.}

\bibitem{Bat96} C.~G.~Bathke \ea, ``A Systems Assessment of the Five Starlite
Tokamak Power Plants,'' {\it these proceedings.}

\bibitem{Til96} M.~S.~Tillack, R.~L.~Miller, C.~G.~Bathke, L.~A.~El-Guebaly,
\ea, ``Analysis of the Tradeoff between Improved Performance and Increased Cost
of Advanced Materials,'' {\it these proceedings.}

\bibitem{Sze96} D.-K.~Sze, M.~S.~Tillack, I.~N.Sviatoslavsky, \ea, ``Blanket
Selection for the Starlite Project,'' {\it these proceedings.}

\bibitem{Bro96} L.~Bromberg, O.~Titus, \ea, ``Innovative Out-of-Plane Support
of TF Coils and Implication to Fusion Core Maintenance,'' {\it these
proceedings.}

\bibitem{ElG96} L.~A.~El-Guebaly, C.~G.~Bathke, \ea, ``Cost-Effective Shield
Design for Environmentally Attractive Fusion Power Plants,'' {\it these
proceedings.}

\bibitem{ElG96A} L.~A.~El-Guebaly, H.~Y.~Khater, \ea, ``Initial Nuclear
Assessment for a Low Aspect Ratio Tokamak Power Plant,'' {\it these
proceedings.}

\bibitem{Bro96A} L.~Bromberg, M.~Sidorov, ``Busbar for the Low-Aspect-Ratio
Tokamak Device,'' {\it these proceedings.}


\bibitem{Ram91} J.~J.~Ramos, ``Theory of the Tokamak Beta Limit and
Implications for Second Stability,''{\it Phys.\ Fluids B} {\bf 3} (1991) 
2247.

\bibitem{Oze93} T. Ozeki \ea, ``Profile Control for Stable High-$\beta_p$
Tokamaks with Large Bootstrap Current,'' {\it Proc.\ 14th Int.\ Conf.\ on
Plasma Phys.\ and Controlled Nucl.\ Fusion Research,} W\"urzburg, Germany
(Oct.\ 1992), International Atomic Energy Agency, Vienna (1993).

\bibitem{Kes94} C.~E.~Kessel, J.~Manickam, G.~Rewoldt, W.~M.~Tang,
``Improved Plasma Performance in Tokamaks with Negative Magnetic
Shear,'' {\it Phys.\ Rev.\ Lett.} {\bf 72} (1994) 1212.

\bibitem{Men95} J.~Menard, S.~C.~Jardin, S.~M.~Kaye, \ea,
``Ideal MHD Stability of High Beta/High Bootstrap Fraction Equilibria
in NSTX,'' {\it Bull.\ Am.\ Phys.\ Soc.} {\bf 40} (1995) 1655.

\bibitem{Bon94} A.~Bondeson and D.~J.~Ward, ``Stabilization of External Modes
in Tokamaks by Resistive Walls and Plasma Rotation,''{\it Phys.\ Rev.\ Lett.}
{\bf 72} (1994) 2709.

\bibitem{ARIESI} F.~Najmabadi, R.~W.~Conn, \ea, ``The \AI\ Tokamak Reactor
Study---Final Report,'' University of California, Los Angeles report
UCLA-PPG-1323 (1991). Also, R.~W.~Conn, F.~Najmabadi, \ea, ``\AI, A
Steady-State, First-Stability Tokamak Reactor with Enhanced Safety and
Environmental Features,'' in {\it Proc.\ 13th Int.\ Conf.\ on Plasma Phys.\ and
Controlled Nucl.\ Fusion Research,} Washington, DC\ (Oct.\ 1990), International
Atomic Energy Agency, Vienna (1991).

\bibitem{ARIESIV}
F.~Najmabadi, R.~W.~Conn, \ea, ``Directions for Attractive Tokamak Reactors:
The \AII\ and \AIV\ Second-Stability Designs,'' F.~Najmabadi, R.~W.~Conn, \ea
{\it Proc.\ 14th Int.\ Conf.\ on Plasma Phys.\ and Controlled Nucl.\ Fusion
Research,} W\"urzburg, Germany (Oct.\ 1992), International Atomic Energy
Agency, Vienna (1993).

\bibitem{Pulsar} F.~Najmabadi \ea, ``The PULSAR Study-- A Pulsed-Tokamak Fusion
Power Plant,'' University of California, San Diego report UCSD-ENG-003
(1996).



