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% FN: modified 5/00 for sendin to review 
% modified 8/7/99 to include comments by Turnbull
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\hyphenation{ARIES-ST}
\hyphenation{ARIES-RS}
\hyphenation{DIII-D}
\newcommand{\N}{\phantom{-}}
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\begin{document}

\title{\bf Physics Basis for a Spherical Torus Power Plant}

\author{
S.~C.~Jardin,
C.~E.~Kessel,
J.~Menard, \\
Princeton Plasma Physics Laboratory, P.O. Box 451, Princeton, NJ 08543 \\
\\
T.~K.~Mau,
R.~Miller,
F.~Najmabadi, \\
Fusion Energy Research Program, University of California, San Diego, \\
9500 Gilman Dr., La Jolla, CA 92093 \\
\\
V.~Chan,
L.~Lao,
Y.~R.~Linliu,
R.~L.~Miller,
T.~Petrie, \\
P.~Politzer,
and A.~D.~Turnbull\\
General Atomics, P.O. Box 85608, San Diego, CA 92186
}

\date{}
\maketitle

\begin{abstract} 
The spherical torus, or low-aspect-ratio tokamak, is considered as the basis
for a fusion power plant.  A special class of wall-stabilized high-$\beta$
high-bootstrap fraction low-aspect-ratio tokamak equilibrium are analyzed with
respect to MHD stability, bootstrap current and external current drive,
poloidal field system requirements, power and particle exhaust and plasma
operating regime.  Overall systems optimization leads to a choice of aspect
ratio $A=1.6$, plasma elongation $\kappa=3.4$, and triangularity $\delta=0.64$.
The design value for the plasma toroidal $\beta$ is 50\%, corresponding to
$\beta_N=7.4$, (based on the toroidal $\beta$, not the total $\beta$)
which is 10\% below the ideal stability limit.  The bootstrap
fraction of 99\% greatly alleviates the current drive requirements, which are
met by tangential neutral beam injection.  The design is such that 45\% of the
thermal power is radiated in the plasma by Bremstrahlung and trace Krypton,
with Neon in the scrapeoff layer radiating the remainder.  The scarcity
of spherical torus experimental data caused the design to be based largely
on theoretical predictions, some of which may turn out to be overly
optimistic.  This highlights the need for a strong experimental research
program in this area.
\end{abstract}

\newpage

\section{Introduction}
\label{s-2-1}

The most significant difference between the ARIES-ST optimization presently
under consideration and other advanced tokamak power plant concepts studied
recently, such as ARIES-RS~\cite{Jardin97}, stems from the use of normal
conducting toroidal field (TF) coils in ARIES-ST.  For standard aspect ratio
power plant designs ($A>2.5$), the dissipated power in normally conducting TF
coils is prohibitively large, necessitating the use of superconducting TF
coils.  However, approximately 1 meter of shielding between the superconducting
TF coil and the plasma on the inboard side is required to protect the
superconductors from neutron damage and nuclear heating.  Consequently, the
designs using superconducting toroidal field coils optimize necessarily at
medium to large aspect ratios, whereas designs utilizing normally conducting TF
coils do not.

It was first recognized by Jassby~\cite{Jassby78} in 1977 that there were many
potential engineering advantages of a copper-TF high-$\beta$ low-aspect-ratio
tokamak power plant.  Additional unique physics properties of this concept were
described by Peng and Strickler~\cite{Peng86}, who coined the term ``spherical
torus'', or ST. These physics features included such desirable features as
large natural elongation, strong magnetic helical pitch, and the existence of a
large near-omnigeneous region in the plasma cross section which suggests
improved confinement.  More recent theoretical studies by
Menard~\cite{Menard97}, Miller~\cite{Miller97}, and coworkers have shown that
for certain specific classes of plasma equilibrium with close fitting
conducting walls, there exist stable solutions to the plasma equilibrium
equations with very large values of the plasma $\beta$ and with essentially all
of the plasma current self-provided by the bootstrap effect.  The large $\beta$
and high bootstrap fraction compensate for the low toroidal field strength and
the high value of plasma current, making this concept competitive with that
based on the advanced tokamak.

These theoretical results have been boosted recently by encouraging
experimental results coming from the START device at Culham~\cite{Sykes98}.
Although small, the START experiment has reached average $\beta$ values of
40\%, more than three times that what has been obtained in a tokamak of
conventional aspect ratio.  These values were obtained with plasma current of
about 250~kA, $\beta_N=5.3$, $T_{e0}=200$~eV, $n_{e0}=6 \times
10^{19}$~m$^{-3}$, $R/a= 1.31$, $\kappa=1.78$. with a total discharge duration
time of about 20~ms.  While these high $\beta$ values have not yet been
demonstrated with high bootstrap fraction, it is hoped that the longer
pulse-length Mega-ampere experiments MAST~\cite{Cox98} and NSTX~\cite{Ono98}
may be able to demonstrate this.

In the remainder of this paper we discuss the analysis that led to the
physics-related design choices made for ARIES-ST.  We present detailed
analysis of MHD equilibrium, stability, and current drive requirements in
high bootstrap low-aspect ratio configurations.  We also present the design
basis for the power and particle exhaust, plasma operating regime, and
non-inductive startup requirements.

\section{MHD Stability and Bootstrap Current}
\label{s-2-2}

\subsection{Overview}
\label{s-2-2-1}

Ideal MHD stability analysis of low aspect ratio tokamak plasmas has already
been carried out by several authors~\cite{Menard97,Miller97} and the relevant
scalings for the maximum stable $\beta$ that might be achievable in an ST power
plant are reasonably well understood.  Combining Troyon $\beta$ and bootstrap
current scalings, the relationship between the achievable plasma toroidal
$\beta$ and the dimensionless parameters relevant to a power plant design can
be expressed as:
%
\begin{eqnarray}
\beta & = & \sqrt{\epsilon} \: \frac{C_{BS}}{f_{BS}}
\left(\frac{1+\kappa^{2}}{2}\right){\left(\frac{\beta_{N}}{2}\right)}^{2}.
\label{e-2-1}
\end{eqnarray}
%
Here $\beta\equiv (2\mu_o \langle p\rangle)/B_v^2$, $\langle p\rangle$ the
volume-averaged plasma pressure, $B_v$ is the vacuum toroidal magnetic field at
the plasma geometric center, $\epsilon$ is the inverse aspect ratio, $C_{BS}$
is a bootstrap current coefficient~\cite{Pomphrey92} typically in the range of
0.6-0.7 for the ST plasmas considered here, $\kappa$ is the plasma elongation,
and $\beta_{N}$ is the normalized beta.  Note that we are following what has
become conventional usage in using $\beta_{N}$ to denote the normalized
{\it toroidal} $\beta$, and not the normalized {\it total} $\beta$, 
as was done in Troyon's
initial definition of $\beta_{N}$.   The inefficiency of present-day
non-inductive current drive sources and the large plasma currents typical of
power-plant-scale ST plasmas dictate that most of the plasma current must come
from the neoclassical bootstrap effect.  At constant aspect ratio,
Eq.~\ref{e-2-1} implies that achieving the highest possible stable $\beta$ is
equivalent to simultaneously achieving the highest possible $\kappa$ and
$\beta_{N}$.  The strong dependence of $\beta$ on $\kappa$ and $\beta_{N}$
makes even modest improvements in either parameter important in power plant
optimization.  In addition, the use of a conducting wall and plasma
rotation~\cite{Ward95,Turn94,Strait95} and/or active
feedback~\cite{Fitzpatrick96} to stabilize pressure driven kink modes is of
crucial importance to the ST power plant concept, as it yields a significant
increase in the stable $\beta_{N}$ limit.  Such wall stabilization is assumed
in nearly all of the stability analysis that follows.

\subsection{Bootstrap Current Constraint}
\label{s-2-2-2}

When the bootstrap current fraction is large, any $\beta$ optimization must
self-consistently incorporate the bootstrap current density profile in the
equilibrium solution.  All equilibria discussed here were generated using the
JSOLVER~\cite{DeLucia80} and TOO~\cite{Miller87} fixed-boundary flux-coordinate
equilibrium solvers operated in such a way that all of the equilibrium current
is driven by a combination of bootstrap, diamagnetic, and
Pfirsch-Schl$\ddot{\rm{u}}$ter current with the exception of a small region
near the magnetic axis.  Near the magnetic axis, where the bootstrap current
becomes small, two methods are used to control the current profile.  The first
method, described in Ref.~\cite{Menard97}, specifies a linear profile of the
flux-surface-averaged parallel current density ratio
$\left<\vec{j}\cdot\vec{B}\right>/\left<\vec{B}\cdot\nabla\phi\right>$ between
the magnetic axis and the radius of tangency to the bootstrap current profile.
The value of the current density on axis is determined by the specified $q(0)$
value.  The second method, described in Ref.~\cite{Miller97}, specifies that
the surface-averaged parallel current density be the larger of the bootstrap
current density and a constant value (inside some cutoff radius) determined
also by a central $q(0)$ constraint.  The first method ensures continuity of
all equilibrium profiles but makes direct control of the bootstrap current
fraction more difficult in some situations.  All bootstrap current calculations
use the collisionless model described in Ref.~\cite{Hirshman88} and use an
accurate approximate expression for the trapped particle fraction derived in
Ref.~\cite{LinLiu95}.

\subsection{Initial Shape and Profile Optimization}
\label{s-2-2-3}

Once the equilibrium current profile is constrained to be exactly aligned with
the bootstrap current, the aspect ratio, boundary shape, density and
temperature profiles, and $q(0)$ completely determine the equilibrium.  For
analyzing the stability of these equilibria, the codes
BALLOON~\cite{Greene81,Dewar81} and BALOO~\cite{Miller87} were used for
high-$n$ ballooning modes, and the PEST-II~\cite{Grimm83} and GATO~\cite{Ber81}
codes were used for computation of both marginal $\beta$ values and the
marginal wall position which stabilizes low-$n$ kink modes.  The functional
forms used for the shape and pressure and temperature profiles in the following
analysis are described in Refs.~\cite{Menard97} and~\cite{Miller97} and are not
repeated here.

For most of the results discussed below, systematic ballooning stability 
optimization was performed prior to kink optimization because kink 
stability analysis is comparatively computationally expensive and time 
consuming.  In this optimization, it is important to span a reasonable 
range of shape and profile combinations to be confident that one
is truly approaching an optimal configuration.  Further, the aspect ratio
with the highest $\beta$ is not necessarily optimal from a power production
stand-point, so determining stability limits for a range of aspect ratios
is essential for power plant optimization.  

\begin{figure}[p]
\centerline{\epsfig{file=ast-2-01.ps,width=6.15in}}
\caption
{Ballooning marginal stability of high bootstrap fraction equilibria for a
range of aspect ratios and elongations for optimizations performed prior to the
ARIES-ST power plant study.  Diamonds are from Ref.~\cite{Menard97} and squares
are from Ref.~\cite{Miller97} for $\kappa=2.8$ and $A=1.4$.}
\label{ast-2-01}
\end{figure}

The starting point for the ARIES-ST stability optimization is essentially
summarized in Fig.~\ref{ast-2-01} with the data taken from
Figs.~15 and 16 of Ref.~\cite{Menard97}.  The diamonds in the figure show
the  optimal ballooning stable $\beta_N$ and $\beta$ for near 100\%
bootstrap fraction equilibria with $q(0)=3$ and $\delta=0.45$ for a range of
aspect ratios and elongation.  The first important point of this figure is
that increasing $\kappa$ actually leads to an increase in the marginal
$\beta_N$ which together lead to rapidly increasing $\beta$.  The second
important point is that $A \approx 1.4$ is optimal for stability when the high
bootstrap fraction constraint is enforced.  Since the TF dissipation
decreases with increasing aspect ratio, the optimal power plant configuration
will also have $A \geq 1.4$.  

The squares in the figure represent the corresponding optimal $\beta_N$ and
$\beta$ taken from Fig.~4 of Ref.~\cite{Miller97} for $\kappa=2.8$ and $A=1.4$.
The roughly 10\% higher $\beta$ can be accounted for by the sligltly more
optimized profiles and cross section shapes used in Ref.~\cite{Miller97}.  The
very similar optimal pressure profiles found by the two authors are shown in
Fig.~\ref{ast-2-02}.  As seen in the figure, broad pressure
profiles with large gradients near the plasma edge and smaller but finite
gradients in the core are optimal with respect to ballooning stability when the
bootstrap fraction is near unity.

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-02.ps,width=6.25in}}
\caption{
(a)~Pressure profiles and (b)~first derivatives of pressure profiles
which optimize ballooni ng stability at $A=1.4$ and $\kappa=2.8$ for the data 
shown in Fig.~\ref{ast-2-01}.}
\label{ast-2-02}
\end{figure}
\begin{figure}[bt]
\centerline{\epsfig{file=ast-2-03.ps,height=3.75in}}
\caption{
Conformal wall separation (normalized to the plasma minor radius) which
marginally stabilizes the $n=1$ kink mode as a function of plasma elongation
for a ballooning stability optimized equilibrium with $A=1.4$.}
\label{ast-2-03}
\end{figure}

\subsection{Kink Stability of Ballooning Marginal Equilibria}
\label{s-2-2-4}

As mentioned above, one of the more important findings in both
Refs.~\cite{Menard97} and~\cite{Miller97} for high bootstrap fraction 
equilibria
optimized for ballooning stability was that the marginally stable $\beta$
increased very rapidly with increasing $\kappa$.  However, it is also necessary
to determine what upper limit the $n=0$ vertical instability and low-$n$ kink
modes impose on $\kappa$ and hence $\beta$.  The $n=1$ kink mode is found to
require an increasingly close wall for stability as $\kappa$ increases and
becomes unstable at zero wall separation above a certain critical $\kappa$
value.  This is evident in Fig.~\ref{ast-2-03} which shows the
critical wall separation (normalized to the plasma minor radius) for the $n=1$
kink mode as a function of elongation for two sequences of ballooning stability
optimized equilibria with aspect ratio $A=1.4$.  For the equilibrium with
higher triangularity $\delta=0.55$, the critical $\kappa$ is above 3.8 and
decreases to approximately 3.6 as $\delta$ is reduced to 0.45. Thus, higher
elongation must be combined with higher triangularity at fixed wall separation,
and higher triangularity allows a larger wall separation distance for $n=1$
kink stabilization at fixed $\kappa$.

\begin{figure}[b]
\centerline{\epsfig{file=ast-2-04.ps,height=3.75in,clip=}}
\vskip-0.2in
\caption
{Conformal wall separation which marginally stabilizes $n=1-6$ kink modes as a
function of toroidal mode number for ballooning stability optimized equilibria
with $A=1.6$, $\kappa=3.2$, and triangularities 0.57 and 0.35.}
\label{ast-2-04}
\end{figure}

An important finding in Refs.~\cite{Kessel94,Manickam94,Menard97} also relevant
to the equilibria discussed here is that intermediate-$n$ ($3<n<10$) kink modes
often determine the minimum wall separation distance provided that $\kappa$ is
not too large.  This is shown in Fig.~\ref{ast-2-04} which
compares the conformal wall separation which marginally stabilizes $n=1-6$ kink
modes as a function of toroidal mode number for two ballooning stability
optimized equilibria with $A=1.6$, $\kappa=3.2$, and triangularities 0.57 and
0.35.  The $n=6$ marginal wall separation is roughly half that found for $n=1$,
and a minimum separation has not been reached even at $n=6$.  As discussed in
Ref.~\cite{Menard97}, these intermediate-$n$ modes appear to be destabilized by
both the large pressure gradient and large (parallel)
Pfirsch-Schl$\ddot{\rm{u}}$ter current on the outboard side of the plasma.
Numerical difficulties preclude the analysis of higher-$n$ kink modes at these
low aspect ratios.

\subsection{Final Shape and Profile Optimization}
\label{s-2-2-5}

In an attempt to determine what is likely an absolute upper limit on the
achievable $\beta$ in an ST power plant given the present physics understanding
of ideal MHD mode stabilization, several equilibrium parameters were pushed to
their physical and computational limits.  First, the normalized critical wall
position was chosen to be $r_{wall}/a=1.15$.  Second, as discussed
previously, $\kappa$ was made as large as possible while still retaining $n=1$
stability without regard to $n=0$ vertical stability.  Third, in order to take
advantage of the close fitting wall and in light of the trends in
Fig.~\ref{ast-2-04}, $\delta$ was made as large as could be
achieved with a free-boundary equilibrium solution of the Grad-Shafranov
equation (see Sec.~3) using a realizable poloidal field (PF) coil set.  At
the highest $\delta$ values, the pressure profile specification in
Ref.~\cite{Miller97} is better suited to optimizing ballooning stability and is
also utilized here.  Lastly, another boundary shape parameter called
squareness~\cite{Turnbull99} was utilized in stability optimization.

\begin{figure}[b]
\centerline{\epsfig{file=ast-2-05.ps,width=6.25in}}
\vskip-0.2in
\caption{
(a)~Boundary shapes for the final ARIES-ST configuration ($A=1.6$,
$\kappa=3.4$, $\delta=0.64$) with outboard squareness values $\zeta_{out}=-0.1$
(dashed), 0.0 (solid), and +0.1 (dot-dash). (b)~Impact of $\zeta_{out}$ on the
ballooning marginal stability $\beta$ limit for the final ARIES-ST
configuration.}
\label{ast-2-05}
\end{figure}

As inferred from the name, the squareness parameter $\zeta$ increases the
squareness of the plasma boundary.  The parameter $\zeta$ can be applied
separately to the inboard and outboard plasma boundary, and enters into the
boundary parameterization as follows:
%
\begin{eqnarray} 
X(\theta) & = & R_{0}+a \cos(\theta+\delta \sin\theta) \\ 
Z(\theta) & = & \kappa  a \sin(\theta+\zeta\sin 2\theta) \: .  
\end{eqnarray}
%
Fig.~\ref{ast-2-05}a shows the impact of varied outboard
squareness on the shape of the $A=1.6$, $\kappa=3.4$, $\delta=0.64$ boundary
found optimal in the ARIES-ST study, and Fig.~\ref{ast-2-05}b
shows the improvement in the ballooning marginal $\beta_N$ as $\zeta$ is varied
from $-0.1$ to 0.1.  For squareness $\zeta > 0.1$, the ballooning marginal
$\beta_N$ is slowly degraded.  Very similar results have been reported in
Ref.~\cite{Turnbull99}.  In these optimizations, squareness is used primarily
to improve the ballooning $\beta$ limit and has a comparatively weaker impact
on kink stability.

\subsubsection{Aspect Ratio Dependence}
\label{s-2-2-6}

Early systems code studies of the power plant geometry indicated that an aspect
ratio of approximately 1.6 was optimal from a cost-of-electricity (COE)
standpoint.  Consequently, most of the subsequent physics studies focused on
plasmas with this aspect ratio.  However, stability studies for aspect ratios
in the range of 1.4-to 1.8 were also carried out using the full set of
optimization techniques described in Sec.~\ref{s-2-2-5}.  The results for both
the initial and final optimizations at three different aspect ratios are listed
in Table~\ref{t-1}.  As seen in the Table, the final optimizations resulted
in a 40\%-50\% relative increase in the $\beta$ limit.  Again, the increase in
$\beta$ for the three aspect ratios results from a combination of effects
including the use of better ballooning optimized pressure profiles, higher
$\kappa$, higher $\delta$, optimal $\zeta$, and a smaller plasma-wall
separation distance.  All equilibria listed in Table~\ref{t-1} have bootstrap
fractions in excess of 99\%.

\begin{table}[b]
\caption{}
\centering{\bf Optimized Equilibrium Parameters for an ST Fusion Power Plant}
\vspace{1.0cm}
\renewcommand{\arraystretch} {1.3}
\begin{tabular}{l c c c c c c c } \hline
               & $A$ & $\kappa$ & $\delta$ & $\zeta$ & $\beta_N$ 
                                              & $\beta_t$ & $ r_{wall}/a $ \\
\hline \\
{\it Initial:} & 1.4 & 3.4      & 0.55     & 0.000   & 7.8  & 56\%   & 1.21 \\
               & 1.6 & 3.2      & 0.57     & 0.000   & 7.0  & 40\%   & 1.21 \\
               & 1.8 & 3.0      & 0.57     & 0.000   & 6.6  & 31\%   & 1.21 \\
\\
{\it Final:}   & 1.4 & 3.6      & 0.64     & 0.065   & 8.8  & 74\%   & 1.16 \\
               & 1.6 & 3.4      & 0.64     & 0.088   & 8.3  & 60\%   & 1.15 \\
               & 1.8 & 3.2      & 0.64     & 0.088   & 7.8  & 46\%   & 1.16 \\
\\ \hline
\end{tabular}
\label{t-1}
\end{table}

\subsubsection{Equilibrium Parameters of the Final ARIES-ST Configuration}

As discussed in Sec.~\ref{s-2-3}, a discrete poloidal field (PF) coil set
with practical limits on the magnetic energy available will restrict the
achievable boundary shapes for ARIES-ST.  In the course of the PF coil
design study, it was found that generating a free-boundary shape with
positive squareness ($\zeta = 0.1$) dramatically increased the PF stored
energy relative to shapes with zero or negative squareness.  However, as
seen in Fig.~\ref{ast-2-05}b, the impact on $\beta$ of reducing $\zeta$
below 0.1 only becomes significant when $\zeta$ is reduced below 0.0.  For
this reason, the equilibrium boundary of the final ARIES-ST configuration
has a squareness near zero.  This comes at the cost of a decrease in
$\beta$ from the optimal value of 60\% to 56\%.  The resulting final
ARIES-ST power plant configuration has $A=1.60$, $\kappa=3.4$,
$\delta=0.64$.  The ideal MHD stability limit for this design is
$\beta=56\%$ and $\beta_N=8.2$.  Consistent with the other ARIES studies,
we choose the operating point to be 10\% below the stability limit to give
some margin to reduce the likelihood of plasma disruptions.  Thus, the
design point is at $\beta=50\%$ , $\beta_N=7.4$.  and $f_{BS}>99\%$.
However, we note that stability at this high value of $\beta$ depends
sensitively on the profiles chosen \cite{Menard97}, and we have chosen
these for their good stability properties.  Whether or not these favorable
profiles can be obtained experimentally is an open question, and the
subject  of current spherical torus research. The consistency of these
profiles with transport, and their stability to other non-ideal modes such
as the neoclassical tearing mode have also not been examined. The profiles
for this equilibrium are  shown in Fig.~\ref{ast-2-06}.

\begin{figure}[p]
\centerline{\epsfig{file=ast-2-06.ps,height=6.7in}}
\caption{
Equilibrium details of the final ARIES-ST configuration with $A=1.60$,
$\kappa=3.4$, $\delta=0.64$, $\beta=56\%$ and $f_{BS} > 99\%$ which is
marginally stable to ballooning and $n=1-6$ kink modes with a conducting wall
at $r_{wall}/a=1.15$.  ARIES-ST operating point has $\beta$ and $\beta_N$
reduced 10\% below these values.  (a)~Poloidal flux contours, (b)~safety factor
profile, (c)~pressure, temperature, and density profiles, (d)~total current,
bootstrap current, and external current drive profiles.}
\label{ast-2-06}
\end{figure}

\subsection{Critical Importance of Kink-mode Suppression}

The ideal MHD stability limits found in previous sections rely heavily on the
ability of a nearby conducting wall to suppress the pressure and current driven
kink modes found at high $\beta_N$ and high bootstrap fraction.  Since the
physics of wall stabilization is quite complex and largely unproven
experimentally, it is of interest to ask what $\beta$ and bootstrap fraction
can be achieved if wall stabilization of the kink mode does not turn out to be
practical.

In order to obtain a kink-stable, high-$\beta$ equilibrium at low-$A$ without a
conducting wall, several modifications to the equilibrium of
Fig.~\ref{ast-2-06} are necessary.  First, the global magnetic
shear must be increased by decreasing $q(0)$ and raising $q(a)$ by increasing
the triangularity.  Second, $\kappa$ must be reduced to help suppress the $n=1$
kink mode.  Third, the pressure gradient and Pfirsch-Schl$\ddot{\rm{u}}$ter
current responsible for driving the modes unstable must be reduced.  This is
achieved by both lowering $\beta$ and by using a more peaked pressure profile
which results in smaller current density near the plasma edge and a higher
internal inductance.  Lastly, the 99\% bootstrap fraction constraint must be
relaxed somewhat to accommodate the new pressure and current profiles.

\begin{figure}[p]
\centerline{\epsfig{file=ast-2-07.ps,height=6.9in}}
\caption{
Details of an optimized ST equilibrium with $A=1.60$, $\kappa=3.1$,
$\delta=0.72$, $\beta=29\%$ and $f_{BS}=80\%$ which is stable to ballooning and
$n=1-3$ kink modes without a conducting wall: (a)~Poloidal flux contours,
(b)~safety factor profile, (c)~pressure, temperature, and density profiles,
(d)~total current, bootstrap current, and external current drive profiles.}
\label{ast-2-07}
\end{figure}

The result of these modifications can be seen in
Fig.~\ref{ast-2-07} which shows various profiles of an
$A=1.6$ equilibrium which is stable to $n=1$ to 3 kink and ballooning modes
without wall stabilization.  The equilibrium has $\kappa=3.1$, $\delta=0.72$,
$\beta=29\%$, $\beta_N=5.8$, $f_{BS}=81\%$, $l_i(3)=0.30$, and $p(0)/\langle p
\rangle = 2.0$.  As is evident from comparing
Fig.~\ref{ast-2-07}b to
Fig.~\ref{ast-2-06}b, the no-wall case has a significantly lower
$q(0)$ and much larger magnetic shear near the plasma edge as a result of the
higher triangularity and more peaked pressure and current profiles.  As seen in
Fig.~\ref{ast-2-07}d, the bootstrap current profile
remains well-aligned at large minor radius, but 20\% of the total current must
now be driven in the plasma core.  We again note that the profiles used have
been chosen for their favorable stability properties and there is no guarantee
that they can be obtained experimentally.  There was no attempt to re-optimize
the aspect ratio about this design point, although there should be if a
true comparative study of the wall-stabilized and no-wall configurations
is desired.

\begin{figure}[p]
\centerline{\epsfig{file=ast-2-08.ps,width=6.25in}}
\caption{
(a)~No-wall kink and ballooning marginal $\beta$ for the equilibrium of
Figure~\ref{ast-2-07} (b)~Kink marginal wall position for an equilibrium with
the same geometric parameters, profiles, and $f_{BS}$ as in
Figure~\ref{ast-2-06}, but with $\beta_N$ reduced to 5.5 ($\beta_t=25\%$).}
\label{ast-2-08}
\end{figure}

The $\beta$ limit as a function of toroidal mode number for the equilibrium in
Fig.~\ref{ast-2-07} is shown in
Fig.~\ref{ast-2-08}a, and it is clear that the $n=1$ kink and
infinite-$n$ ballooning limits are quite similar.  This indicates that this
equilibrium is well-optimized with respect to ideal MHD stability.  For
completeness, Fig.~\ref{ast-2-08}b illustrates that simply
reducing $\beta$ for the equilibrium of Fig.~\ref{ast-2-06}
(keeping the geometry and profiles fixed) is insufficient to stabilize kink
modes in the absence of a conducting wall.  Reducing $\beta$ from 56\% to 25\%
increases the minimum marginal $r_{wall}/a$ to 1.45 for $n=3$ and the required
wall separation distance apparently increases with increasing toroidal mode
number above $n=3$.  While this trend is significantly different than observed
at higher $\beta$ as seen for example in Fig.~\ref{ast-2-04}, it
highlights the well-known importance of strong global magnetic shear in kink
stabilization.

\section{Poloidal Field Design and Vertical Stability}
\label{s-2-3}

\subsection{Poloidal Field Design}
\label{s-2-3-1}

The poloidal field (PF) coil locations and currents to provide the required
plasma equilibrium are determined with free-boundary equilibrium calculations.
The calculation solves the Grad-Shafranov equation subject to constraints on
the poloidal magnetic flux and field at points in space.  The desired outboard
major radius, inboard major radius, and possibly points off the midplane are
constrained to have their poloidal flux coincide with the poloidal flux on the
plasma boundary.  In addition, the poloidal magnetic field is constrained to be
zero at the desired $X$-point.  For the spherical torus plasmas examined in
this study, the plasma parameters are extreme, with an elongation of 3.4 and
triangularity of 0.65, and an $l_{i}$ of 0.125 and $\beta$ of 56\%.  In
addition, no PF coils exist on the inboard side.  These features caused
considerable difficulty when using the conventional approach to free-boundary
equilibrium calculations.  Free-boundary equilibrium calculations are done on a
rectangular grid $(R,Z)$ because the plasma boundary, and therefore its current
distribution are unknown.  Rectangular grids are inherently less accurate than
the flux-coordinate grids used in the MHD stability studies.  The extreme
plasma parameters produce profiles in the plasma that are difficult to
represent on the $(R,Z)$ grid, requiring small grid spacings.  In addition, the
source term on the right hand side of the Grad-Shafranov equation must be
recast to obtain numerical convergence.  This problem is due to two issues, the
high plasma pressure and the very low $l_{i}$ value (forcing a strongly hollow
toroidal current density profile).

The free-boundary equilibrium equation to be solved is given by,
%
\begin{eqnarray}
\Delta^{\ast} \psi & = & - \mu_{o} R j_{\phi} \: \\
j_{\phi} & = & - R \frac{dp}{d\psi} - \frac{1}{2 \mu_{o} R} 
\frac{dg^{2}}{d\psi} \: .
\end{eqnarray}
%
Here $\psi$ is the poloidal flux function (equal to the poloidal magnetic
flux divided by 2$\pi$), $j_{\phi}$ is the toroidal current density, $p$ is
the plasma pressure, and $g$ is the toroidal field function (equal to
$RB_{\phi}$).  At each iteration the PF coil currents are adjusted to bring
the poloidal flux at the specified boundary points equal to the poloidal
flux value on the plasma boundary.  At low plasma pressure the two terms in
the definition of $j_{\phi}$ have the same sign and add together.  However,
at high pressure the toroidal field function term changes sign and the two
terms cancel each other to leading order.  Physically, the plasma toroidal
current density is shifting to the outboard side, and becoming very small
over much of the plasma cross-section.  This cancellation between the two
terms is critical to obtaining the proper force balance, and is not easily
achieved for arbitrary choices of the functions $p(\psi)$ and $g(\psi)$.
In addition, we are requiring a very low $l_{i}$ value, which forces
$j_{\phi}$ to be strongly hollow, that is with very low value over much of
the plasma cross-section and high value near the plasma edge.  This causes
problems for the convergence of the numerical algorithms used to solve the
differential equation.  The definition for $j_{\phi}$ can be recast in
terms of the pressure and the parallel current density given by,
%
\begin{eqnarray}
j_{\phi} & = & - R \frac{dp}{d\psi} \left( 1 - \frac{B_{\phi}^{2}}
{\langle B^{2} \rangle} \right) + B_{\phi} \frac{\langle j \cdot B
\rangle}{\langle B^{2} \rangle} \: .
\end{eqnarray}
%
Now both terms are always positive and therefore don't require delicate
cancellations, and specifying the parallel current density avoids the
toroidal current density from becoming zero on axis during the iterations.
The specification of this form for $j_{\phi}$ requires surface averages to
be evaluated which slows the calculation down, however, it has provided
access to free boundary equilibria unobtainable by other methods.  Strong
relaxation of the solution during the iterations is also required for these
solutions to converge.

As noted previously, the PF coil currents are determined at each iteration
to satisfy our poloidal flux and field constraints, which can be described by,
%
\begin{eqnarray}
\left[
\begin{array}{cccccc} 
g_{\psi}^{11} & g_{\psi}^{12} & g_{\psi}^{13} & g_{\psi}^{14} 
        & .... & g_{\psi}^{1N_{c}} \\
g_{\psi}^{21} & g_{\psi}^{22} & g_{\psi}^{23} & g_{\psi}^{24}
        & .... & g_{\psi}^{2N_{c}} \\
g_{B}^{31} & g_{B}^{32} & g_{B}^{33} & g_{B}^{34} 
        & .... & g_{B}^{3N_{c}} \\
g_{B}^{41} & g_{B}^{42} & g_{B}^{43} & g_{B}^{44} 
        & .... & g_{B}^{4N_{c}}
\end{array}
\right] 
\left[
\begin{array}{l}
\Delta I_{1} \\
\Delta I_{2} \\
\Delta I_{3} \\
\Delta I_{4} \\ 
. \\
\Delta I_{N_{c}}
\end{array} \right]
& = & \left[ 
\begin{array}{l}
\Delta \psi_{1} \\
\Delta \psi_{2} \\
\Delta B_{3} \\
\Delta B_{4}
\end{array} \right]
\end{eqnarray}
%
Here $g_{\psi}$ and $g_{B}$ represent the Green's functions relating the coil
current to poloidal flux and field, respectively.  The $\Delta I$ are the PF
coil current corrections, and $\Delta \psi$ and $\Delta B$ are the flux and
field errors.  It is found that the constraint on the inboard major radius is
difficult to maintain, primarily because there are no PF coils on the inboard
side of the plasma leading to very weak influence.  The smallest singular value
for the matrix must be eliminated to obtain a solution.  It turns out that the
plasma inboard major radius can only be maintained by controlling the current
distribution ($l_{i}$) and the radial position of the $X$-point ($R_{x}$).  For
a given $l_{i}$, $R_{x}$ (and therefore the triangularity) must be greater than
a certain value to avoid limiter contact on the inboard side.  This is shown in
Fig.~\ref{ast-2-09} for an earlier design point.  The graph indicates that
the $X$-point location must be controlled to better than 0.05~m, and that the
plasma internal inductance ($l_{i}$) must be maintained to within $\Delta
l_{i}$ of 0.015, or about 10\%.

\begin{figure}
\centerline{\epsfig{file=ast-2-09.ps,height=3.2in}}
\vskip-0.1in
\caption{
For a given internal inductive $l_i$ and $\beta$, the inboard gap between the
first wall and plasma boundary depends on the radial position of the $X$-point,
$R_x$.  Here, $A=1.6$, $R=3.30$~m, $a=2.05$~m, $I_p=32$~MA.}
\label{ast-2-09}
\end{figure}

From the free-boundary equilibrium calculations it is found that there are 3
distinct poloidal flux geometries that can exist outside the plasma, and each
of these would have different heat flux deposition characteristics.  The pure
limiter configuration (sometimes called the natural divertor) has the $X$-point
located at $R=0$, the plasma is limited, and the outboard flux in the
scrape-off-layer (SOL) splits into two parts.  One part, closest to the plasma
boundary, passes over the top of the plasma and intersects the inboard wall,
while the other extends vertically upward and strongly expands.  The hybrid
limiter configuration has the $X$-point located at $R>0$, although the plasma
is still limited (not connected to the $X$-point), and the outboard flux in the
SOL again splits into two parts.  The diverted configuration has the $X$-point
at $R>0$, and the plasma is connected to the $X$-point, and the outboard flux
in the SOL is pinched and strictly extends to the outboard.  The divertor
configuration was chosen as the reference in order to avoid the high heat
fluxes on the inboard wall.

The PF coil locations are determined by specifying an allowed contour which
gives the closest possible locations consistent with ports, the TF coils,
neutral beam, and device maintenance. In these calculations we assume up/down
symmetry and refer only to the number of coils in the upper half-plane.
Initially, a large number (15) of PF coils are distributed along the contour,
and the plasma equilibrium is calculated.  The solution with many coils yields
the lowest PF energy solution, and as the number of coils is reduced the PF
energy will increase.  At each step all PF coils are tested to determine which
coil contributes the least to the PF energy.  This coil is eliminated, and the
process is repeated.  The PF energy measure used is the product of the coil
major radius and the square of its current.  The elimination scheme is
continued until the number of coils is equal to the number of constraints in
the equilibrium calculation.  In addition, it must be guaranteed that the
proper equilibrium is produced ({\it i.e.,} the plasma can not be limited).
Shown in Fig.~\ref{ast-2-10} is a plot of the PF energy measure as
function of the number of PF coils used, determined from the elimination
scheme.  The PF energy measure increases significantly when the number of PF
coils is reduced below 6 to 7.  Based on these results, the the number of PF
coils was set to be 6, and the solution is shown in Fig.~\ref{ast-2-11}.
The allowed PF coil contour was outside the TF coil, except for the divertor
coils, which exist between the divertor and the TF coil.

From the MHD stability analysis it was found that higher order plasma shaping
can improve the $\beta$-limit.  The next order shaping parameter beyond
triangularity, called squareness, was found to maximize $\beta$ at a value of
about 0.1.  The free-boundary equilibrium calculations described above only
prescribed the outboard major radius, inboard major radius, and location of the
$X$-point.  Therefore the rest of the plasma boundary was free to take on the
shape that minimized the PF coil currents.  The resulting plasma boundaries
consistently had squareness values about $-0.15$, with a corresponding
stability $\beta$ limit that would be 25\% lower(45\%).  The free-boundary
calculations were subsequently modified to include two additional flux
constraints at points on the outboard plasma boundary above the midplane.  It
was then possible to obtain the desired squareness, however, the resulting PF
coil currents were significantly larger than the original solution, with a PF
energy measure that was nearly 10 times higher.  This is illustrated in
Fig.~\ref{ast-2-12}.  In this case, the coils were still located on a
contour that was outside the TF coil.

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-10.ps,height=3.2in}}
\vskip-0.1in
\caption{
Dependence of the energy in the Poloidal Field (PF) System as a function of the
number of PF coils used.  Here, $A=1.6$, $I_p=32$~MA, $R=3.29$~m, $a=2.05$~m,
$\kappa=3.35$, $\delta=0.53$, $\beta_{p}=1.95$, $l_i=0.175$.}
\label{ast-2-10}
\end{figure}
\begin{figure}[b]
\centerline{\epsfig{file=ast-2-11.ps,height=3.4in}}
\caption{
Plasma-vacuum interface for the reference 6-coil solution.}
\label{ast-2-11}
\end{figure}

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-12.ps,width=6.25in}}
\caption{
Comparison of free boundary solutions with values of the squareness parameter
$\zeta$ of -0.15 and 0.10.  Note that the PF energy increases by nearly 10 for
the larger squareness value.}
\label{ast-2-12}
\end{figure}
\begin{figure}[b]
\centerline{\epsfig{file=ast-2-13.ps,height=3.3in}}
\caption{
The final ARIES-ST free boundary solution showing the plasma vacuum boundary
and PF coil location and currents.}
\label{ast-2-13}
\end{figure}

Solutions were then examined where the PF coils were located inside the TF coil
(closer to the plasma) to reduce their currents.  The PF coils could be mounted
either on the back of the shield or the inside of the TF coil.  The equilibrium
solutions showed high order plasma boundary distortions when the PF coils were
too close to the plasma (mounted behind the shield).  For all the PF coil
location combinations that were examined, when the coils were inside the TF
coil, the squareness of 0.10 could not be achieved, which is attributed to the
presence of higher order multi-pole field contributions.  A compromise was
found where the squareness could be made 0.0 (from the $-0.15$ original value),
with the PF coils mounted on the inside of the TF coil, and with reasonable
coil currents. The maximum stable $\beta$ value was thus reduced from 60\% (for
a squareness of 0.10) to 56\%.  The final PF coil free-boundary equilibrium is
shown in Fig.~\ref{ast-2-13}

\subsection{Plasma Vertical Stability and Control}
\label{s-2-3-2}

The vertical stability analysis was difficult due to the extreme plasma
elongation combined with very high $\beta$ and very low $l_{i}$.  The vertical
instability growth rate could only be inferred from a number of analyses.  The
vertical position feedback control power could be estimated, but not directly
simulated due to numerical difficulties for these plasmas.

The natural elongation is the elongation that a plasma takes on when it is in a
strictly uniform vertical field.  To elongate the plasma beyond this value a
field curvature must be introduced, which then makes the plasma vertically
unstable.  At typical aspect ratios ($A=3.0-5.0$) the natural elongation is
very close to one.  However, as the aspect ratio is decreased below 2.0, it can
increase significantly.  In addition to elongation, the triangularity and
higher order shaping (such as squareness) also increase.  How much these shape
parameters increase as the aspect ratio is decreased depends strongly on the
current density profile ($l_{i}$) and pressure ($\beta_{p}$).  To a lesser
extent, the details of the profiles can alter these values.  At the ARIES-ST
parameters, the natural elongation is in the range of 1.8-1.9.  Since we
require an elongation of 3.4, we must add a destabilizing field, making the
plasma vertically unstable in the absence of a nearby conducting wall and
active feedback system.

Several attempts at the vertical stability analysis were done.  Ideal MHD
stability with a perfectly conducting wall indicated that for a plasma similar
to the ARIES-ST case, the poloidally continuous wall could be located at 0.6
times the minor radius (measured from the plasma boundary).  This estimate is
an upper bound because an actual resistive wall could not be located at that
location, because the corresponding growth rate would be very high.  If the
vertical instability growth rate is plotted against the distance of a finite
resistivity wall, measured from the plasma boundary and normalized to the
plasma minor radius, one will observe that as the resistive wall is moved
further from the plasma the vertical instability growth rate increases.  At
first the growth rate increases slowly, but eventually is rises very rapidly,
asymptoting to infinity at some wall location.  This wall location turns out to
be the perfectly conducting wall location.  The growth rate there is very high
and the sensitivity of the growth rate to the wall location is extreme.  A
realistic wall location would be at the knee in the curve, and corresponds to a
distance from the plasma that is about 70\% of the perfectly conducting wall
separation.  Thus ideal stability analysis with a perfectly conducting wall
around the plasma is considered only of qualitative use for the vertical
instability.

\newpage

Another analysis was used where the plasma is ideal, but the wall is treated
resistively, using TEQ\cite{Han97}.  Unfortunately, the actual plasma shape and
profile combinations could not be obtained simultaneously for this analysis.
However, extensive calculations of actual structure geometries were performed
with plasmas approximating the ARIES-ST case as closely as possible.  Both the
structure model and the growth rate results are shown in
Fig.~\ref{ast-2-14}, for a few different combinations of $\beta_{p}$ and
$l_{i}$.  These results were used to infer that the plasma could be effectively
slowed down by the tungsten structures to allow for a feedback control, and the
growth rates were used to determined the currents and voltages necessary in the
feedback coils.  Based on a random vertical disturbance to the plasma of
1.0~cm, and a plasma growth time of 70~ms, the required peak power required for
vertical position control is estimated to be 105~MVA.  The feedback coils would
be located just behind the shield at about 45$^\circ$ from the outboard
midplane.

A further analysis was pursued where the plasma and structure are both treated
resistively, through full nonlinear dynamic simulations in the Tokamak
Simulation Code (TSC)~\cite{Jar86}.  Again, there were considerable
difficulties in evolving the extreme plasma current profile, and the associated
safety factor profile.  However, these calculations did show that the plasma
vertical instability was evolving on a resistive time scale, which infers that
the structures are indeed influencing the instability.  In addition, the
dynamic simulation showed the highly non-rigid behavior of the instability at
such high elongation.  Shown in Fig.~\ref{ast-2-15} are a sequence of
plasma boundaries as the plasma is allowed to drift vertically with no feedback
control.  The plasma magnetic axis drifts 2.5~cm, while the lower plasma
boundary drifts 250.0~cm.  Thus rigid displacement analysis, in which all
points in the plasma are assumed to move vertically together, would
under-estimate the stability requirements.

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-14.ps,width=5.8in}}
\vskip-0.1in
\caption{
Structure model and vertical instability growth rate results for several
combinations of $\beta_p$ and $\ell_i$.}
\label{ast-2-14}
\end{figure}
\begin{figure}[b]
\centerline{\epsfig{file=ast-2-15.ps,height=3.2in}}
\caption{
Sequence of plasma boundaries as the plasma is allowed to drift vertically with
no feedback control.  The behavior is highly non-rigid.}
\label{ast-2-15}
\end{figure}

In conclusion, the favorable dependence of the critical $\beta$ on elongation
\cite{Menard97} drove the design to the highest elongation possible.  The 
vertical stability and control analysis was hampered by the
inability to do the analysis at these extreme plasma parameters, particularly
the large $\beta$ and very broad current profile.  Analysis was performed with
parameters as close as possible, and the final results were inferred from them.
Thus it can not be guaranteed that the plasma would not require more extensive
passive stabilization and/or more feedback control power.

\newpage

\section{Current Drive}
\label{s-2-4}

The ARIES-ST design is based on plasma equilibria that have low aspect ratio
($1.4\leq A\leq 1.8$), high values of plasma $\beta$ and $\epsilon\beta_{p}$,
and a high pressure-driven current fraction ($f_{\nabla p} > 0.95$).  In these
equilibria, the pressure profiles are optimized to yield a self-driven current
density profile that is perfectly aligned with the equilibrium current, thus
minimizing the requirement for seed current drive.  Typically, equilibria with
$f_{\nabla p} > 0.99$ have been used, where near the magnetic axis the
conventional bootstrap current falls to zero and, in principle, only a small
amount of seed current needs to be driven.

It is clear that optimistic assumptions have been made in constructing the
high performance equilibria on which ARIES-ST is based.  We first note that
the achievable plasma $\beta$ and the self-driven current fraction,
$f_{\nabla p}$, are sensitive to the detailed pressure gradient profile,
and other global shape factors such as $\kappa$ and $\delta$.  Thus, in
actual power plant operation and without any external control, the density and
temperature profiles will likely evolve towards an equilibrium that does
not result in the desired optimal plasma performance.   In our ARIES-ST
design, we adopt a prudent approach by allowing for  external current
profile control that is capable of driving a maximum of 5\% of the plasma
current, in order to maintain MHD stability to ballooning and kink modes at
high $\beta_{N}$.  To define the associated system requirements, we further
limit our control capability to driving current with a profile similar to
that of the bootstrap current at the desired (or target) equilibrium.  For
typical ARIES-ST equilibria that have been studied, this implies a driven
current profile that is peaked at $\hat{\psi}=0.8$, with $\hat{\psi}$ being
the normalized poloidal flux. 

We note here that plasma density profile control provides an alternative to
achieving the desired pressure profile for optimum power plant operation.  This
can be in the form of programmed fuel pellet injection or the use of ion
Bernstein wave to set up local density barriers.  To design such a scheme
requires a thorough knowledge of plasma transport and barrier formation, which
are not yet fully developed.  Also, we cannot exclude the possibility that
density profile control of the desired precision may not be possible.  We are
thus left with the choice of current profile control by external means.

\subsection{\bf Overview Of System Selection}
\label{s-2-4-2}
  
In this section, we identify non-inductive techniques that drive currents on
axis and off axis near the plasma edge, and determine the reference systems for
ARIES-ST.  The criteria for selection are: modest power requirements,
associated in-vessel components compatible with the fusion power core,
sufficiently strong data base, and applicability during the startup phase.  An
important consideration is the capability of these systems to generate a plasma
toroidal rotation that is sufficient to stabilize the low-$n$ kink modes with a
power level consistent with current drive.

\subsubsection{Options for On-Axis Drive}
\label{s-2-4-2-1}

The possibilities of driving an on-axis seed current with radio frequency (RF)
techniques in a spherical torus have been investigated
previously~\cite{Cox94,Cha95,Mau97}. Since the amount of driven current is
small ($<$1\% of $I_{p}$), current drive efficiency is not a crucial
consideration.  Instead, penetration of the launched wave to the magnetic axis
is the main issue here.  The reason is twofold: (i)~the on-axis magnetic field
is relatively low ($|B|\sim2$~T) compared to conventional tokamaks, and
(ii)~the strong paramagnetism of the equilibrium leads to a non-monotonic
dependence of $|B|$ on $R$, the major radius along the equatorial plane, as
shown in Fig.~\ref{ast-2-16} for a typical ARIES-ST equilibrium.  In the high
end of the frequency range, the accessibility criteria for electron cyclotron
(EC) waves are given by:
%
\begin{eqnarray}
n_{e,13} & < & 0.97 {B_{T}^{2}} 
\end{eqnarray}
%
for the O-mode, and
%
\begin{eqnarray}
n_{e,13} & < & 0.97\ell (\ell +1) {B_{T}^{2}} 
\end{eqnarray}
%
for the X-mode.  Here, $n_{e,13}$ is the electron density in
$10^{13}$~cm$^{-3}$, $B_{T}$ is the magnetic field in Tesla, and
$\ell=f/f_{ce}$ is the electron cyclotron harmonic number.  As one can see, at
$B_{T}\sim 2$~T, accessibility of the EC waves to the axis requires the central
density to be well below $10^{14}$~cm$^{-3}$, which is outside the ARIES-ST
regime.  For the X-mode, one can raise the frequency (or $\ell$) sufficiently
and launch the wave from the top of the plasma cross section towards the axis
to avoid off-axis absorption.  However, at higher harmonics, the wave would be
very weakly damped in its initial radial transit, and scattered off the
magnetic axis on subsequent reflections from the edge.  Therefore EC waves can
only be considered for auxiliary heating in the startup phase and off-axis
current profile control at steady state.

\begin{figure}[t]
\centerline{\psfig{file=ast-2-16.ps,height=3.2in}}
\caption{
Magnitude of magnetic field along midplane major radius in a typical ST power
plant plasma.}
\label{ast-2-16}
\end{figure}

For lower hybrid (LH) waves, the accessibility condition is 
%
\begin{eqnarray}
N_{||}^{2} & > & 1\ +\ f_{pe}^{2}/f_{ce}^{2}
\end{eqnarray}
%
where $N_{||}\equiv ck_{||}/\omega$ is the parallel wave refractive index, and
$f_{pe}$ and $f_{ce}$ are the electron plasma and cyclotron frequencies,
respectively.  Using $B_{T}=2.6$~T and $n_{e0}=2.62\times 10^{14}$~cm$^{-3}$,
we have $N_{||}>5.0$.  To avoid strong electron Landau damping at the edge, we
need $N_{||}< 7.0/T_{e0}^{1/2}$ where $T_{e0}$ is central electron temperature
in units of keV.  Using $T_{e0}=20$~keV, this condition translates to $N_{||}<
1.6$.  Therefore, in the ARIES-ST regime, there is no window in $N_{||}$
spectrum for the LH waves to penetrate to the magnetic axis.

With regard to the fast magnetosonic wave, we look at scenarios that avoid or
minimize ion cyclotron absorption in the plasma cross section, since current
drive via electron absorption of the wave is the goal.  In Fig.~\ref{ast-2-17},
the lower ion cyclotron harmonic frequencies together with the DT hybrid
resonance are shown along the plasma midplane for an example $A=1.6$
equilibrium where $R=3.84$~m and $B_{0}=2.6$~T.  Although not indicated in the
figure, the presence of thermal and energetic alpha particles in the plasma can
be taken into account by noting that $f_{cD}=f_{c\alpha}$.  We also note that,
because of the lack of space on the inboard side, the wave power needs to be
launched from the outboard edge near the equatorial plane.  Because of the
non-monotonic dependence of the magnetic field strength with R, there are only
two windows in frequency for on-axis drive: (i)~low frequency fast wave (LFFW)
with $f<9$~MHz, that avoids all ion resonances, and (ii)~ICRF with
$f\sim26.5$~MHz, that avoids ion resonances on the outboard side.

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-17.ps,height=3.6in}}
\vskip-0.2in
\caption{
Selection of fast wave frequency for on-axis current drive in an ST power plant
plasma.}
\label{ast-2-17}
\end{figure}

Using the CURRAY ray tracing code~\cite{Mau92}, we have demonstrated that LFFW
is capable of driving currents on axis in a single radial pass of the wave
power.  A previous theoretical work~\cite{Cha95} found that the fraction of
power absorbed at the Alfven resonance near the outboard edge to be negligible.
In a case modeling study using an A=1.6 equilibrium, we set $f=8.5$~MHz and
$N_{||}=2.0$, and launch the fast wave from above the outboard midplane.  At a
peak temperature and density of 20~keV and $2.59\times 10^{14}$~cm$^{-3}$,
respectively, we obtained a peaked driven current profile with an efficiency of
0.029~A/W.  The key issue with LFFW current drive is the large size of the
antenna, which may consist of a sparse array of half-turn loops around the
entire torus, and the paucity of experimental data base.

The ICRF scheme for on-axis current drive has also been examined in the same
magnetic geometry, using $f = 26.5$~MHz as shown in Fig.~\ref{ast-2-17} between
the second harmonics of deuterium and tritium.  The result showed an off-axis
driven current profile due to strong electron damping related to the high
plasma $\beta$.  With the narrow frequency window, inclusion of damping by
energetic $\alpha$-particles will further impede the wave penetration.
Therefore this technique has not been considered for on-axis drive.

Current drive by high harmonic fast waves (HHFW) at $f\sim 20f_{cD}$, which
will be tested on the NSTX experiment at PPPL, has been
considered~\cite{Mau97b}.  According to our calculations, damping of this wave
is so strong that penetration to the axis is possible only for low-$\beta$
operation.  Thus HHFW can only be considered for mid-to-edge plasma profile
control at full $\beta$, and for core electron heating during part of the
startup phase.

\begin{figure}[b]
\centerline{\epsfig{file=ast-2-18.ps,height=3.4in}}
\caption{
Neutral beam driven current profiles for a typical ST
power plant plasma using a beam energy of (a)~2~MeV, and (b)~5~MeV.} 
\label{ast-2-18}
\end{figure}

We have also considered injecting high-energy neutral beams to reach the
magnetic axis and drive current there.  Making use of the NFREYA beam
deposition code~\cite{Fow79,Man92}, we found that for typical ARIES-ST
parameters, the required beam energy is about 5~MeV for on-axis drive with
acceptable efficiency ($\sim 0.03$~A/W).  Shown in Fig.~\ref{ast-2-18} are
driven beam current profiles for beam energies of 5~MeV and 2~MeV, using the
same injection geometry.  The ST equilibrium used has $R=3.8$~m, $A=1.6$,
$\beta=40\%$, $I_{p}=35$~MA, $B_{o}=2.6$~T, $T_{eo}=T_{io}=14$~keV,
$n_{eo}=3.9\times 10^{20}$~m$^{-3}$, and $Z_{eff}=1.9$.  It is clear from the
figure that a beam energy of the order of 5~MeV is required to produce a driven
current profile peaked at the center for the seed current, while the 2~MeV beam
drives an undesirable broad profile reaching all the way to the edge.  A caveat
to this current drive technique is that a significant fraction of beam power is
wasted in driving the broad pedestal that surrounds the driven peak on axis, as
shown in Fig.~\ref{ast-2-18}(a).  Raising the beam energy further may alleviate
but not eliminate this problem.  The required range of beam energies does
represent a large extrapolation from the negative-ion based technology used for
the 0.5~MeV beams presently in operation on JT-60U.

Recently, Ref.~\cite{Sha97} proposed that the bootstrap current on the magnetic
axis is nonzero, on detailed analysis of the particle orbits near the axis.  It
is found that particle orbits close to the axis are not banana in shape, but
actually are shaped like a potato, and the fraction of trapped electrons with
potato orbits is not zero as $\hat{\psi}$ approaches zero, meaning that the
bootstrap current does not vanish there for pressure profiles that are
parabolic in $r$, {\it i.e.,} $p\sim p_{o}(1-r^{2}/a^{2})\sim
p_{o}(1-\hat{\psi})$.  An estimate shows that the potato bootstrap current
density on-axis can be significant compared to the banana bootstrap current
density in the mid-plasma region.  This theory thus provides the intriguing
possibility of a 100\% bootstrap driven tokamak.

Based on our assessment, we have adopted the reference approach of relying on
the self-driven current due to potato-like particle orbits near the magnetic
axis to provide the on-axis seed current on ARIES-ST.  We note that even though
the ``potato-orbit'' current is based on well-founded theory, it remains to be
unambiguously reproduced in a fully kinetic particle simulation or measured in
a tokamak experiment.  A back-up option is thus required for on-axis drive and
will be LFFW current drive, which requires large antenna structures around the
torus and also needs to be demonstrated experimentally.

\subsubsection{Options for Off-Axis Drive}
\label{s-2-4-2-2}

Many of the on-axis current drive schemes mentioned previously are also
candidates for off-axis current drive in ARIES-ST.  In considering these
techniques, we also look for those that can simultaneously provide toroidal
rotation in off-axis locations.  Starting with the RF techniques, off-axis
current drive by lower hybrid waves to obtain reversed shear plasma operation
have been demonstrated recently in Tore-Supra~\cite{Tor96} and
JT-60U~\cite{Ide97}.  Most recently, clear indication of off-axis current drive
by EC waves were reported on DIII-D~\cite{Luc98}, making this wave technique a
potential candidate.  At the high beta level in an ST power plant, high
harmonic fast waves are predicted to be totally damped before reaching the
inner core, making them also suitable for current drive in the plasma outer
region.  Among the RF current drive techniques, only ICRF fast wave has
indicated clearly an ability to generate plasma rotation, as observed recently
on TFTR~\cite{Hsu96}, JET~\cite{Eri97}, and Alcator C-Mod~\cite{Ric98}.
Various theories have been proposed and tested against the experimental
results.  At this point, no unified theory has yet been found that is able to
account for all of the observed rotations in terms of their directions and
speeds, and their radial profiles.

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-19.ps,height=3.4in}}
\caption{
Off-axis neutral beam driven current profile for a
typical ST power plant plasma using a beam energy of 120~keV.} 
\label{ast-2-19}
\end{figure}

For driving currents near the plasma periphery ($\hat{\psi}=0.8$), one may
consider tangential neutral beam injection at moderate beam energies.  In
Fig.~\ref{ast-2-19}, we show a typical profile of current driven by neutral
beams with a beam energy of 120~keV in an ST power plant plasma with
$\beta=54\%$ and $A=1.6$.  The major radius in this case is 3.2~m, and the beam
tangency radius is 3.8~m, resulting in a driven profile peaked around
$\hat{\psi}=0.8$ with a CD efficiency of 0.033~A/W.  This technique can be
attractive in that NBCD is generally more efficient that RF techniques, it
provides a reliable source of toroidal plasma rotation for stabilizing the
kink, and the required positive-ion based beam technology is readily available.
The experimental data base is substantial, and the physics understanding
related to current drive and rotation generation is quite well established.

In addition, one may also consider the use of coaxial helicity injection (CHI)
to drive currents near the edge of the plasma.  This method has been
successfully demonstrated in the HIT experiment at the University of
Washington~\cite{Nel94}.  The basic idea is to apply a voltage across a
toroidal ring gap at the vacuum vessel for injecting helicity into the plasma.
In the HIT experiment, a current of 300~kA has been generated.  The penetration
of this helicity (or current) into the core appears to rely on relaxation
processes within the plasma, which are not yet well understood.  It is believed
that ohmic dissipation of the helicity brings the plasma into an equilibrium
state with the current profile peaked in the outer part of the plasma.  One
merit of this technique is the ohmic-like efficiency of current generation,
which is orders of magnitude better than that of the non-inductive methods.  A
major issue is the possible deleterious effect of plasma relaxations on the
global energy confinement.  In addition, the need to place insulators across
the toroidal gap close to the plasma implies that extra shielding will be
required to protect the insulator material from neutron bombardment, thus
further complicating the fusion core design.

Our overall assessment leads to the choice of NBCD at moderate energies as the
reference technique for off-axis current drive and profile control in ARIES-ST.
The back-up option will be HHFW current drive, in which case a separate
mechanism for generating rotation will need to be considered.

\subsection{ Off-Axis Current Drive With Neutral Beams}
\label{s-2-4-3}

The main purpose of off-axis current drive on ARIES-ST is to generate a current
density profile peaked at $\hat{\psi}=0.8$ and similar in shape to the
bootstrap current.  This capability is used to provide 5\% or less of the
equilibrium plasma current in the off-axis region and adequate current profile
control in order to maintain a stable equilibrium leading to the desired plasma
performance.  Taking into consideration that a toroidal plasma rotation is
needed for stabilizing the external kink, we determined that neutral beam
injection is most suited for off-axis drive in ARIES-ST as its unbalanced
injection scheme also gives rise to toroidal plasma rotation.

Injected beam neutrals are deposited in a plasma via impact ionization and
charge exchange processes caused by collisions with plasma electrons,
ions and impurities.  In addition to these atomic processes, multi-step
ionization that results from excitation and subsequent ionization of the
beam neutrals enhances the effective ionization (or beam stopping)
cross-sections~\cite{Jan89} with increasing beam energy ($E_{b}$) or 
plasma electron density ($n_{e}$).  The fast ions thus produced slow down
on the background electrons and ions via classical collisional processes,
thus transferring heat to the plasma.  The beam ions can be lost from
the plasma through prompt ion orbit loss, and through transport via 
trapping in toroidal field ripples and interaction with MHD
and other instabilities.  In general, deep penetration and deposition of the
beam is achieved with combinations of high beam energy, low electron 
density, and near-perpendicular injection towards the center of the plasma.

Current drive arises whenever a particle velocity distribution is
distorted by an external means in a toroidally asymmetric manner.  In the
case of unbalanced neutral beam injection, the current arises from the
parallel velocity component of the slowing-down beam ions, but 
is partially offset by 
the neoclassical electron response current flowing in the opposite 
direction.  The net steady-state, flux-surface-averaged current density 
driven by the beam is given by
%
\begin{eqnarray}
\langle j^{NB}_{||}B\rangle & = & 
\langle j_{f||}B\rangle\left[\ 1\ -\ \frac{Z_{b}}{Z_{eff}}\
(\ 1\ -\ G(Z_{eff},\varepsilon)\ )\ \right]
\label{e-4-1}
\end{eqnarray}
%
where $j_{f||}$ is the fast ion current, $Z_{b}$ and $Z_{eff}$ are,
respectively, the beam ion charge and the effective charge of the plasma ions,
and $G$ is the trapped electron correction to the Ohkawa current~\cite{Ohk70}.

The fast ion current is simply calculated from the beam deposition profile by
making use of the uniform field solution of the Fokker Planck
equation~\cite{Gaf76} for the beam distribution function.  However, this
approach does not take into account the possible trapping of the fast ions,
even though the effect may be small for tangential injection.  It also neglects
energy diffusion of the beam ions which may impact the beam current density
profile.  Likewise single-particle orbit loss effects are also not included.
When properly included, all these effects will lead to a reduction in the
current drive efficiency calculated here.  For a large aspect ratio tokamak
($\varepsilon=r/R\ll 1$), the factor $G$ in Eq.~\ref{e-4-1} is given
by~\cite{Mik83}
%
\begin{eqnarray}
G & \simeq & (1.55+0.85/Z_{eff})\sqrt{\varepsilon}-(0.20+
1.55/Z_{eff})\varepsilon.
\label{e-4-2}
\end{eqnarray}
%
In an ST plasma where $\varepsilon$ may not be small compared to
unity, the $G$-factor in Eq.~\ref{e-4-2} is generalized to~\cite{Lin97}
%
\begin{eqnarray}
G & \simeq & x[(0.754+2.21Z_{eff}+Z_{eff}^{2})+x(0.348+1.243Z_{eff}
+Z_{eff}^{2}]/D,
\label{e-4-3}
\end{eqnarray}
%
with 
%
\begin{eqnarray}
D & \equiv & 1.414Z_{eff}+Z_{eff}^{2}\
             +\ x(0.754+2.657Z_{eff}+2Z_{eff}^{2}) \nonumber \\
  &        & +\ x^{2}(0.348+1.243Z_{eff}+Z_{eff}^{2}), \\
\label{e-4-4}
x & \equiv & f_{f}/(1-f_{t}),
\label{e-4-5}
\end{eqnarray}
%
where $f_{t}$ is the fraction of trapped particles on each flux surface.  

Thus, the current drive efficiency is heavily dependent on how fast the beam
ions slow down by collisions with the plasma electrons and ions, and optimizes
at high $E_{b}$, high $T_{e}$, and low $n_{e}$.  It is also strongly influenced
by the presence of ions and electrons trapped in banana orbits, particularly in
a collisionless plasma.  Tangential injection of the beam tends to enhance the
current drive efficiency as it leads to a large toroidal velocity component of
the beam ions when they are born.  Likewise, tilting of the beam-line from the
equatorial plane will reduce the current drive efficiency.  For hydrogen beams,
it is clear from Eq.~\ref{e-4-1} that the direction of the driven current is
always the same as the beam injection direction.  The beam-driven current
density profile is primarily determined by the beam energy, deposition profile
and the injection angle.

The operating parameters for the neutral beam system are determined with the
use of the NFREYA Monte Carlo beam deposition code~\cite{Fow79}.  The criterion
is to drive a current with a profile peaked at the $\hat{\psi}=0.8$ surface at
the highest possible current drive efficiency, for current profile control.  We
impose a technological constraint that limits the beam energy to below 150~keV,
consistent with positive-ion based injection systems that are now readily
available.  Also we note that the lower energy beams tend to be more efficient
in driving rotation under the same plasma conditions.

The target plasma is represented by the reference equilibrium with
self-consistent density and temperature profiles for electrons, and thermal and
energetic ion species.  In the absence of ionization cross section data for
high-$Z$ atoms in NFREYA, we substitute oxygen as the impurity (instead of neon
or krypton) at a concentration that results in the desired $Z_{eff}$ value.  In
our reference case, at a nominal value of $Z_{eff}=2.0$, an oxygen
concentration of 1.8\% is required with an helium ash concentration of 10\%.
To facilitate our calculations, we have added in NFREYA an interface to a
plasma equilibrium given in the common EQDSK format, and used the G-factor in
Eq.~\ref{e-4-3} to properly account for the ST magnetic geometry.  In the code,
the toroidal velocity component of the beam ions at birth is used to calculate
the driven current, leading to results that are likely optimistic since trapped
particle effects have been ignored.

In neutral beam systems based on positive ion sources, the injected beams
consist of deuterons in three energy components ($E_{b}:E_{b}/2:E_{b}/3$).
Measurements made on the TFTR US Common Long Pulse Ion Source~\cite{Kug89}
indicated a beam power ratio of (72:19:9) for the three components.  Assuming
the same ion sources for ARIES-ST, and using the measured neutral particle
ratios in the range from 80 to 114~keV, the beam current ratios of
(81.8:12.6:5.6) are extended to 120~keV beams in our calculations.

The direction of the beam injection is crucial in determining the beam
deposition location inside the plasma, and the resultant current drive
efficiency.  This is characterized by (1)~$\theta_{h}$, the angle that the beam
axis makes with the major radius at the outboard edge in the equatorial plane,
and (2)~$\theta_{v}$, the angle that the beam axis makes with the horizontal
plane.  For exact tangential injection at $R=R_{tang}$, $\theta_{h}$ is given
by $\theta_{h0}=\sin^{-1}[R_{tang}/(R_{0}+a)]$.  As indicated earlier, higher
beam energies give rise to deeper power deposition and current drive in the
same plasma.  At a fixed and weak enough beam energy, smaller $\theta_{h}$
results in deeper penetration, and vice versa.  The dependence of current drive
efficiency at the same radial location on various combinations of $E_{b}$ and
$\theta_{h}$ is somewhat more involved.  The general guideline we have used in
our analysis is to fix $E_{b}=120$~keV and determine $\theta_{h}$ such that the
peak current density is located at $\hat{\psi}=0.8$, at the prescribed density
and temperature profiles.  The vertical injection angle, $\theta_{v}$, is
usually set to zero for a horizontal injection scheme.  However, in the
ARIES-ST design, the beam-line is tilted downward at $\theta_{v}=-19.4^\circ$
in order to accommodate the toroidal ring voltage feeders to the TF coil shell
at the outboard midplane.

For an ARIES-ST equilibrium with $A=1.6$, $R=3.2$~m, $B_{o}=2.2$\,~T,
$I_{p}=29.7$~MA, $\beta=54\%$, $T_{eo}=20$~keV, $n_{eo}=2.27\times
10^{20}$~m$^{-3}$, and $Z_{eff}=2.0$, and using $E_{b}=120$~keV,
$\theta_{h}=50^\circ$, and $\theta_{v}=19.4^\circ$, we obtain a driven current
density profile shown in Fig~\ref{ast-2-20}.  In this case, the three
components of the deuterium beam are included, and the CD efficiency is
$I/P=0.038$~A/W, corresponding to $\gamma_{B}=5.4\times 10^{20}$~A/W/m$^{2}$.
For this case, the beam shine-through is practically zero.

The NBCD requirements can vary considerably with the plasma density and
temperature, and their respective profiles.  In our analysis, we made a scan of
the CD efficiency with the electron temperature (density) for the same plasma
equilibrium and with plasma $Z_{eff}$, for use in determining the optimum
operating point of the power plant.  To maintain a current profile peaked at
$\hat{\psi}=0.8$, the injection angle $\theta_{h}$ needs to be reduced for
deeper penetration as $T_{e}$ is decreased.  The calculational results for the
reference ARIES-ST equilibrium are displayed in Fig.~\ref{ast-2-21}.  We note
here the increase of $\gamma_{B}$ with $T_{eo}$ is strong because there is an
attendant decrease in density in order to maintain a constant plasma beta.  The
dependence on $Z_{eff}$ is not straightforward, as indicated by the leveling
off or reversal of the results going from $Z_{eff}=2.0$ to $Z_{eff}= 2.2$.
Three factors as illuminated in Eq.~\ref{e-4-1} are at work in determining the
CD efficiency.  Higher plasma $Z_{eff}$ implies shorter collision times and
lower fast ion currents ($j_{f||}$), lower electron return current
($Z_{b}/Z_{eff}$), and larger neoclassical correction ($G$) to the return
current.

\begin{figure}[t]
\centerline{\epsfig{file=ast-2-20.ps,height=3.25in}}
\caption{Off-axis neutral beam driven current profile in an ARIES-ST plasma
using a beam energy of 120~keV with three components.}
\label{ast-2-20}
\end{figure}
\begin{figure}
\centerline{\epsfig{file=ast-2-21.ps,height=3.25in}}
\caption{Calculated current drive efficiency as functions of electron
temperature and plasma $Z_{eff}$, for ARIES-ST using 120~keV neutral beams with
current peaked at $\hat{\psi}=0.8$.}
\label{ast-2-21}
\end{figure}

\subsection{\bf Plasma Rotation Induced by Neutral Beams}
\label{s-2-4-4}

Toroidal plasma rotation is a natural consequence of tangential injection of
neutral beams into a tokamak plasma, due to the transfer of angular momentum
from the incident beam particles to the plasma particles.  In ARIES-ST this
mechanism is a key component in arresting the growth of external kink modes in
the presence of conducting stabilizing shells, and can be provided by the
current driving neutral beams described in the previous section.  Among all
external current drive techniques, neutral beam injection is the most efficient
in directly imparting toroidal momentum to the plasma.  This phenomenon has
been observed unambiguously in numerous large tokamaks, and rotation speeds of
up to several hundred krad/s have been measured.  However, the measured
rotation speeds are all much lower than the values predicted by neoclassical
theory of radial momentum transfer via plasma viscosity.  Thus, at present, it
is widely accepted that plasma momentum transport or loss is anomalous at a
time scale similar to that of energy confinement.

In the tokamak magnetic geometry, there are two mechanisms for the transfer of
angular momentum from the beam to the plasma.  Beam ions which are born as
passing particles transfer their momentum via collisional torque as they slow
down by Coulomb collisions on the background plasma.  For those that are born
trapped, particularly ones that are born in the outboard midplane, momentum
transfer is achieved through the so-called instantaneous torque.  This arises
from the particle radial motion during their first orbit in the plasma,
resulting in a radial electric current that produces a jxB torque in the
toroidal direction.  Evidence of both of these transfer mechanisms has been
observed on JET in a time-dependent fashion~\cite{Zas98}, where momentum
transfer via slowing down of passing particles is the dominant mechanism.  For
ARIES-ST, because of the orientation of the the beam injection, a sizable
portion of the beam particles will be born on the outboard side of the plasma
and be trapped, so that momentum transfer via the instantaneous torque should
play a significant role.

A detailed one-dimensional analysis of the beam-induced rotation is outside
the scope of the  present ARIES-ST study. Instead, we have performed an
order-of-magnitude estimate of the generated rotation mainly to underscore
such a possibility.  We note that moderate energy beams (120~keV) are
quite efficient in generating rotation because of their high momentum
content per unit of power.  Our estimate is based on the simplifying
assumption that the plasma rotates as a rigid body.  Then equating the
momentum generation rate to the momentum loss rate, we obtain
%
\begin{eqnarray}
P_{b}\ (2m_{b}/E_{b})^{1/2}/V_{p}\langle n_{i}\rangle & \simeq & 
m_{i}\langle v_{\phi}\rangle/\tau_{E}
\label{e-4-6}
\end{eqnarray}
%
where $P_{b}$ is the beam power, $V_{p}$ is the plasma volume, $\langle
v_{\phi}\rangle$ is the bulk plasma rotation speed, and $\tau_{E}$ is the
momentum (energy) confinement time.  Using a typical set of ARIES-ST
parameters, $V_{p}=888$~m$^{3}$, $\tau_{E}=2.1$~s, $P_{b}=29$~MW, $\langle
n_{i}\rangle=1.49\times 10^{20}$~m$^{-3}$, and D$^{+}$ beam, we found that
$\langle v_{\phi}\rangle\simeq 86.5$~km/s which is equal to 3.9\% of the
Alfven speed.  This is consistent with estimates of the rotation velocity
required to stabilize the resistive wall mode \cite{Ward95}. In an 
actual situation, we expect the beam momentum input
profile to peak at the beam deposition region resulting in a locally peaked
rotation speed.  For a more precise quantitative assessment, a full momentum
transport analysis in the radial direction needs to be carried out.

\subsection{On the Need for On-Axis Seed Current Drive}
\label{s-2-4-5}

In ARIES-ST, we propose to take advantage of the self-driven current via potato
particle orbits~\cite{Sha97} to provide the seed current on axis.  Based on a
recent analysis~\cite{Sha97}, because of the unique particle orbit topology in
the vicinity of the magnetic axis, the variation of minor radius over the width
of the orbit is significant, which gives rise to a non-vanishing trapped
particle fraction there.  The resultant self-driven current on axis can be
substantial enough to require no on-axis current drive from external sources.
As an estimate, the ratio of potato bootstrap fraction to banana bootstrap
fraction at normalized $\sqrt{\hat{\psi}}=0.5$ is given approximately by
%
\begin{eqnarray}
f^{p}_{bs}/f^{b}_{bs} & \sim & (2q_{o}\rho_{e}/\delta_{o}R_{o})^{1/3}/
\sqrt{a/2R_{o}},
\label{e-4-7}
\end{eqnarray}
%
where $q_{o}$, $\delta_{o}$ are on-axis safety factor and triangularity,
respectively, $\rho_{e}$ is the local electron gyro-radius, and $R_{o}$ is the
major radius.  Using typical ARIES-ST parameters with $q_{o}=4.8$,
$\delta_{o}\simeq 0.32$, $B\simeq 2$~T, $T_{e}\simeq 16$~keV, $R_{o}=3.32$~m,
and $A=1.6$, we found $f^{p}_{bs}/f^{b}_{bs}\sim20\%$, which is quite
significant.

The concept of a self-driven current on axis provides the intriguing
possibility of tokamak plasma equilibria where the current is driven entirely
by the bootstrap effect.  The existence of such equilibria has been numerically
demonstrated~\cite{Sha97} by solving the Grad-Shafranov equation using the
self-driven current as the driver.

The existence and magnitude of potato-orbit bootstrap current is a subject that
is presently under intense theoretical research.  It will be useful if an
experiment can be carried out in the near future to unambiguously verify its
presence.  Until this is achieved, it will be prudent to search for an
alternative approach to drive an on-axis seed current in ARIES-ST.  As a result
of our assessment in Sec.~\ref{s-2-4-2}, low-frequency fast waves have been
identified as a viable backup option.

\section{Power and Particle Exhaust}
\label{s-2-5}

For the ARIES-ST tokamak to operate successfully, its divertor protective armor
must be able to tolerate high heat loading.  In the following discussion, we
estimate the heat loads under ARIES-ST conditions and describe design
techniques for how to handle these loads.  In Sec.~\ref{s-2-5-2} we derive an
expression for evaluating the peak heat flux in both inboard and outboard
divertors. In Sec.~\ref{s-2-5-3} we estimate the peaked heat flux based on the
ARIES-ST design.  In Sec.~\ref{s-2-5-4}, we propose techniques to reduce
excessive divertor heating.  In Sec.~\ref{s-2-5-5}, we discuss the problem of
sputtering on the wetted surfaces.  In Sec.~\ref{s-2-5-6}, prospects for
successful double-null ARIES-ST operation are examined.

\subsection{Estimation of the Peaked Heat Flux}
\label{s-2-5-2}

An exponential fall off of the heat flux is assumed such that
%
\begin{eqnarray}
Q_{div} & = & Q_{div,0} \times \exp{ \left[ - \, \frac{(R-R_{s})}{f_{exp}
\lambda_{p}} \right] }
\end{eqnarray}
%
The power flow to the target is then given by
\begin{eqnarray}
P_{div} & = & 2 \pi \int_{R_{s}}^{\infty} \, \frac{Q_{div} }{\sin \alpha}\, 
R dR
\label{e-2-5-7}
\end{eqnarray}
%
Here, $P_{div}$ is the power flow at the target, $Q_{div}$ is the resulting
heat flux distribution, $Q_{div,0}$ is the peak heat flux at the divertor
strike point, $R_{s}$ is the major radius of the divertor strike point,
$\lambda_{p}$ is the midplane heat flux scrape-off length, $f_{exp}$ is
the flux expansion at the divertor target, and $\alpha$ is the angle
between the divertor target and the separatrix.  Integrating Eq.~\ref{e-2-6}
and simplifying the expression, we find that
%
\begin{eqnarray}
Q_{div,0} & = & \, \frac{P_{div} \sin\alpha}{2 \pi \, R_{s} \, f_{exp} \, 
\lambda_{p} \left(\displaystyle 1 + \frac{f_{exp} \lambda_p}{R_{s}} \right) }
\label{e-2-5-8}
\end{eqnarray}
%
The total power to the divertor target is estimated by
%
\begin{eqnarray}
P_{div} & \approx & P_{input} (1-f_{rad}) \, f_{ob} \, f_{\nabla B} \, 
(1-f_{pfr})
\label{e-2-6}
\end{eqnarray}
%
Where $P_{input}$ is the total power input to the plasma, $f_{rad}$ is
the fraction of power that is radiated, $f_{ob}$ is the fraction of
transport power flowing into the outboard scrape-off layer (SOL),
$f_{\nabla B}$ is the fraction of power striking the outboard divertor
in the $\nabla B$ direction, and $f_{pfr}$ is the fraction of power
flowing into the private flux region.  Combining Eqns.~\ref{e-2-5-7}
and \ref{e-2-5-8} we arrive at the following estimate for the peak heat
flux at the divertor,
%
\begin{eqnarray}
Q_{div,0} & = & \frac{P_{input} (1-f_{rad}) \, f_{ob} \, f_{\nabla B} \, 
(1-f_{pfr}) \, \sin \alpha}
{2 \pi \, R_{s} \, f_{exp} \, \lambda_{p} \left( \displaystyle
1 + \frac{f_{exp} \lambda_p}
{R_{s}} \right) }
\label{e5-5}
\end{eqnarray}
%
The peak heat flux predictions from this equation have been compared
with DIII-D data and typically agree to within 20\% of the measured
peak heat flux.

\subsection{Application to the ARIES-ST 
in the ``Pure'' Double-Null Divertor Configuration}
\label{s-2-5-3}

Because of the uncertainties in the boundary and SOL physics of high power,
double-null divertors, care must be taken in applying Eq.~\ref{e5-5}.  The
mechanism (or mechanisms) responsible for determining SOL properties in
double-null divertors are at present not well understood.  Thus, it becomes
necessary to look to data from present day double-null tokamaks for guidance.
For example, for low triangularity double-null divertors in DIII-D operating at
low to moderate density ({\it i.e.} half the Greenwald limit), the ratio of
outboard to inboard power flow is typically $5:1$ and we will assume this power
split is appropriate for ARIES-ST.  Note that this is also consistent with
initial reports from MAST \cite{Counsell00}.  In addition, the power scrape-off
length $ \lambda_p $ must also be extrapolated.  For DIII-D, $\lambda_p$ at the
{\em outboard} midplane is typically about 1~cm, while $\lambda_p$ at the {\em
inboard} midplane is much less than 1~cm and may, in fact, depend on toroidal
field $B_{T}$.  Based on available DIII-D data, we will assume that $\lambda_p
\propto 1/B_T$.

The calculations below are based on the ARIES-ST parameters.  In what we refer
to as the ``pure'' double-null divertor option, the heat flows into both the
upper and lower divertors and there is no significant plasma contact with any
other vessel surfaces ({\it e.g.,} the centerpost).  In estimating the peak
heat flux under the outer divertor legs, we make the (pessimistic) assumption
that radiated power from the SOL and divertors are negligible.  This gives us a
``worst case'' scenario.  Using ARIES-ST parameters to determine the peak heat
flux under the outboard divertor legs, that is, $P_{input}=529$~MW,
$f_{rad}=0.45$, $f_{outboard/total}=0.85$, $f_{\nabla B/total}=0.5$,
$f_{pfr}=0.10$, $R_0=3.6$~m, $f_{exp}=20$, and $\lambda_{p,out}=0.01$~m, we
find that $Q_{div,0}\approx 16$~MW/m$^2$.

We can also give an upper bound to the peak heat flux to the tiles under the
inboard divertor legs.  The parameters we insert into Eq.~\ref{e5-5} are the
same as above, except $R_0=1.8$~m, $f_{inboard/total} = 0.15$, and
$\lambda_{p,in} \approx 0.25$~cm.  The peak heat flux under the inboard leg is
found to be $ Q_{div,0} \approx 31.3$~MW/m$^2$. Both inboard and outboard heat
flux are greater than what might be considered acceptable, that is, $\sim
10$~MW/m$^2$.  In the following section we propose solutions to how the peak
heat flux values can be lowered to more manageable levels.

\subsection{Two Methods for Reducing Peaked Heat Flux Values}
\label{s-2-5-4}

While the simple estimates for the peak heat fluxes to both the inboard and
outboard divertors are fairly high, we think that these values can be reduced
to more manageable levels by siphoning some of the SOL power to the centerpost
and/or by shaping the divertors for more optimal handling of the power flow.

\subsubsection{Sharing Power with the Centerpost}
\label{s-2-5-4-a}

Experiments on DIII-D have demonstrated that energy confinement in (ELMing)
H-mode plasmas is unchanged when the plasma is lightly limited on the
centerpost and that this power is distributed (nearly) uniformly along the
centerpost protective armor.  In principle, if the double-null separatrix is
lightly limited on the centerpost armor, the entire inboard power flow can be
directed to the centerpost (and away from either inboard divertor).  In the
``Strawman'' considered in this report, the total power flow along the inboard
SOL would be $\sim 44$~MW, {\it i.e.,} $P_{input} \times (1-f_{rad}) \times
f_{inboard/total}$.  Taking the wetted area on the centerpost as $\sim
75$~m$^2$, we estimate that $Q_{div,centerpost} \approx 0.59$~MW/m$^2$.
Because the value of average heat flux that the centerpost can handle has been
set at 1.0~MW/m$^2$ and because approximately 0.56~MW/m$^2$ is already
resulting from the radiated power from the core plasma, then $\sim 75\% $ of
the inboard SOL power (i.e., $\sim 33$~MW) can be directed to the centerpost
armor. Thus, the power flow to the inboard divertors ($\sim 11$~MW) is much
reduced and the separatrix-centerpost separation at the midplane can be small.

If the centerpost could accommodate a higher heat flux than 1~MW/m$^2$ (or if
$P_{input}$ were lower), it might be possible to (lightly) limit the separatrix
on the centerpost armor.  This might not only eliminate the power flow to the
inboard divertors but also reduce the peak heat flux to the outboard divertors.
Again, assuming the ``Strawman'' parameters and assuming an exponential
scrape-off dependence of the heat flux, we find that peak heat flux in the
outboard divertors can be lowered to $\sim 10$~MW/m$^2$ with the average heat
flux on the centerpost $\sim 2$~MW/m$^2$.  To do this, the flux surfaces
outside the separatrix defined by $R-R_{edge} < 0.005$~m on the outboard
midplane intersect the wetted centerpost, where $R_{edge}$ is the radial
coordinate of the separatrix at the outboard midplane. The flux surfaces on the
midplane for $ R-R_{edge} < 0.005$~m ``peel off'' into the outboard divertors.

\subsubsection{Dissipating Power by Divertor Shaping}
\label{s-2-5-4-b}

We can also reduce heat flux by making modest modifications on the divertor
configuration such that the wetted area in the divertors is increased.  The
most practical way to do this is to reduce the angle $\alpha$ between the
divertor incline and the separatrix.  To estimate the value of $\alpha$ , such
that $Q_{max,0}$ does not exceed 10~MW/m$^2$, we solve for $\alpha$ using
Eq.~\ref{e5-5}. For the inboard divertors, this gives $\alpha \leq 17 $.  For
the outboard divertors, we find $\alpha \leq 26$.

\subsection{Sputtering Concerns}
\label{s-2-5-5}

While the heat flux appears manageable, the role of physical and chemical
sputtering is still an issue.  Under high temperature plasma conditions,
sputtering off the divertor plates can result in a contaminated core plasma and
a significantly shortened lifetime for the plasma-exposed vessel components.
The optimal material for the divertor plates (and centerpost plates) is still
under consideration.  However, regardless of the material selected, it is
important that the temperatures of the ion- and neutral particles striking that
material surface be kept ``low.''  For example, tungsten, one of the candidates
considered as a viable divertor material, appears to have favorable sputtering
properties if the ion temperature at the strike points can be maintained at
50~eV~\cite{Eckstein91,Wu95}.

It is difficult to maintain an acceptably low ion temperature at the divertor
strike points, if the ion temperature upstream ({\it e.g.,} on the midplane
separatrix of the core plasma) is ``too high.''  We can estimate what these
downstream and upstream temperatures might be along the outboard separatrix of
ARIES-ST, bearing in mind the uncertainties involved in this type of
calculation.  We follow the 1-D transport analysis developed by Barr and
Logan~\cite{Barr90}.  We assume $T_e \approx T_i$ and that the midplane edge
electron density is approximately $0.45 \times 10^{20}$~m$^{-3}$.  We find that
$T_{i,div} \approx 60$~eV for the divertor and $T_{i,mid} \approx 95$~eV at the
midplane separatrix.  While these are only estimates, they do suggest that the
divertor ion temperature may not be too far off from an acceptable divertor
operating temperature ({\it i.e.,} at least, for tungsten components) if the
midplane ion temperature can be held below 100~eV.

\subsection{Conclusions}
\label{s-2-5-6}

The peak heat flux on the inboard and outboard divertors for the 529~MW input
power case has been estimated to be $\sim 31$ and $\sim 16$~MW/m$^2$,
respectively.  Both these values are well above the handling capabilities of
present day cooling technology.  These heat flux estimates may serve as an
upper bound for ARIES-ST, because the radiated power outside the separatrix has
not been considered here.  Enhancing the radiating behavior of the SOL and
divertor regions would ameliorate power flow at the divertor plates, although
impurity ion transport in the SOL and divertors of the double-null
configuration is not well understood at present.

Two specific methods of reducing the peak flux have been outlined. The most
straightforward of the two is tilting the wetted surfaces with respect to the
divertor separatrix flux surface.  The angles calculated to result in a peak
heat flux of $ \sim 10$~MW/m$^2$ ({\it i.e.,} $\sim 17$ and $\sim 26$~MW/m$^2$
for the inboard and outboard divertors, respectively) should not significantly
complicate the divertor design.

The second method assumes that the double-null ARIES-ST core plasma can run
close to (or on) the centerpost without an observable adverse effect on energy
confinement.  Moving the core plasma closer to the centerpost can reduce
(perhaps, eliminate) power flow along the inboard SOL and, if the separatrix
flux surface is limited on the centerpost, power flow to the outboard divertors
also can be reduced.  This method has been successfully tried in DIII-D for
VH-mode operation~\cite{Jackson96}.  This presupposes that plasma shape and
location can be controlled sufficiently to do this.  On the other hand, if the
plasma control does result in the plasma leaning lightly on the centerpost
armor, heat flux reduction on the inboard legs would be decreased
``naturally.''

Predicting the seriousness of the sputtering problem cannot be considered an
isolated problem of only materials science or divertor physics.  Minimizing the
impact of material sputtering on divertor (or centerpost) protective plates
depends on the kind of material used, the particle flux on the wetted surfaces,
and the ion (and neutral particle) temperatures at the divertor plates.  The
latter two are affected by the divertor/SOL plasma (and neutral particle)
transport and the plasma density and temperature upstream (e.g., at the
midplane separatrix).  These, in turn, are affected by the transport properties
of the core plasma.  Our estimates of divertor and upstream (midplane) plasma
density based on simple 1-D transport modeling suggest that plasma temperatures
in the SOL and divertors are at least in a range that allows one to make a
plausible argument for minimizing the effect of sputtering in ARIES-ST.  A
thorough study of the sputtering problem in an ARIES-ST type of tokamak,
however, will require a much better understanding of double-null divertor and
scrape-off physics and more sophisticated analysis tools.

\section{Plasma Operating Regime}
\label{s-2-6}

\subsection{Energy Confinement Requirements}
\label{s-2-6-1}

Plasma particle- and power-balance calculations to establish the
appropriate ion constituent fractions and the corresponding values of
the Lawson parameter, $n_i \tau_E$, and energy confinement time, $\tau_E$,
given by
%
\begin{eqnarray}
\tau_E & = & \frac{n_iT_i + n_eT_e}
{(n_{i}T_{i}/\tau_{E_{i}}) + (n_{e}T_{e}/ \tau_{E_{e}})}\:,
\label{e-6-1}
\end{eqnarray}
%
and a ratio of $\tau_{Ei}/\tau_{Ee} =1$ is assumed.
The plasma-energy confinement time expressed in terms of the net
heating power, \hbox{$P_{TR} \simeq P_{PH}\, (1-f_{RAD})$}, is
%
\begin{eqnarray}
 \tau_E & = & \frac{W_p}{P_{PH} \left(1 - f_{RAD}\right)} \: .
\label{e-6-2}
\end{eqnarray}
%
Bremsstrahlung ($P_{BR}$) and impurity line radiation ($P_{line}$) provide the
dominant radiation loss channel, with cyclotron radiation ($P_{CY}$) being
relatively small at the high betas and low magnetic-field strengths
characteristic of the ARIES-ST.  If the $alpha$-heating, external heating, and
ohmic powers are given by $P_{\alpha}$, $P_{H}$, and $P_{\Omega}$,
respectively, the
plasma-core radiation fraction is defined by
%
\begin{eqnarray}
f_{RAD} & \equiv & \frac{P_{BR} + P_{line} + P_{CY}}{P_{\alpha} + P_{H} +
P_\Omega} \: .
\label{e-6-3}
\end{eqnarray}
%
The value of $f_{RAD}$ for a DT plasma at \hbox{$T \simeq 20$ keV} with
\hbox{$Z_{ eff} \simeq 2$} and a highly reflective \hbox{($P_{CY} \simeq 0$)}
first wall is \hbox{$\simeq 0.5$}, but drops below $0.2$ at
\hbox{$T \simeq 10$ keV}.
Once $\tau_E$ is known, a comparison can be made to any of a number
of empirical scaling relations~\cite{Ite89,Uck89},
with the caveat that the most appropriate relation for the
low-A, ST regime is not yet established experimentally.
It is emphasized that a scaling law is not needed to derive any of the
ARIES design points; $\tau_E$ is determined from the specification of
target net electrical power output, $P_E$, and plasma gain, $Q_p$,
that is set by the power requirements of the current-drive system.
The value of $\tau_E$ required for a design point is compared to the
various empirical scaling laws by means of a confinement multiplier,
\hbox{$H^j \equiv \tau_E/\tau^j_E$}, where the superscript $j$
denotes the particular scaling of interest.

Several global energy-confinement scaling relations are monitored, as
follows, recast in SI units.
The L-mode ITER89-P scaling~\cite{Yus90,Pos90,Kay97} is given by
%
\begin{eqnarray}
\label{e-4}
 \tau^{89P}_E & = & 3.8033 \times 10^{-6} I_\phi^{0.85} n_e^{0.1} B_{\phi
0}^{0.2}
  a^{0.3} R_T^{1.2} \kappa_{X}^{0.5} A_i^{0.5} [P_{TR}]^{- 0.5} \: ,
\end{eqnarray}
%
where $A_i$ is the atomic mass (2.5 for a nominal 50:50 D-T fuel mixture).

A more recent H-mode database suggested the ITERH-97P
scaling~\cite{Ite98}, given by
%
\begin{eqnarray}
\label{e-5}
 \tau^{97P}_E & = & 1.082 \times 10^{-15} I_\phi^{0.9} n_e^{0.4} B_{\phi
0}^{0.2}
  a^{0.19} R_T^{1.84} \kappa_{X}^{0.92} A_i^{0.2} [P_{TR}]^{- 0.66} \: .
\end{eqnarray}
%
A scaling~\cite{Uck98} that represents a sawtoothing ELMy H-mode
 is given by
%
\begin{eqnarray}
\label{e-6}
 \tau^{98H}_E & = & 5.409 \times 10^{-12} n_e^{0.41} B_{\phi0}^{0.08}
  a^{0.23} R_T^{1.7} \kappa_{X}^{0.67} A_i^{0.2} [P_{TR}]^{- 0.63} \: .
\end{eqnarray}
%
The energy-confinement-time multipliers, $H^j$, for the ARIES-ST relative
to these representative scaling relations are summarized in
\hbox{Table~\ref{t-2}}.

\begin{table}[t]
\caption{}
\centering
{\bf ARIES-ST Energy Confinement Multipliers}
\vspace{0.5cm}
\renewcommand{\arraystretch} {1.2}
\begin{tabular} {l @{\hspace{1.cm}} c c c } \hline
\\
Scaling relation           & ITER89-P & ITERH-97P & ITER98-H  \\
Enhancement factor ($H^j$) & 2.62     & 1.35      & 1.33 \\
\\ \hline
\end{tabular}
\label{t-2}
\end{table}

\subsection{POPCON Analysis}
\label{s-2-6-2}

\begin{figure}[b]
\centerline{\epsfig{file=ast-2-22.eps,height=3.2in, bbllx=35pt,bblly=205pt,%
       bburx=504pt,bbury=615pt,clip=t}}
\medskip
\caption{ARIES-ST Plasma Operating Contour (POPCON) diagram.  Solid countours
indicate auxiliary heating power,$P_{AUX}$, in increments of 10~MW until
``ignition'' at the dashed contours.}
\label{ast-2-22}
\end{figure}

Plasma operating contour (POPCON) plots have been generated for the
ARIES-ST using the several empirical scaling relations.  The results
assuming the ITER89-P relation are shown in \hbox{Fig.~\ref{ast-2-22}}.
Thermally stable operation near $T_{i} \simeq 16$~keV is suggested by
this result; other scaling relations might shift this zone.
Figure~\ref{ast-2-22} also shows that a start-up transient with increasing
plasma density and temperature passing through the saddle region
near $T_i \simeq 7$~keV requires auxiliary heating power, $P_{AUX}$,
of about 45~MW.

\subsection{Plasma Density Requirements}
\label{s-2-6-3}

The following forms are assumed for the density profile for all species
and the temperature profile for all thermal species,
%
\begin{eqnarray}
n(x) & = & (n_o - n_s)(1 - x)^{\alpha_n} + n_s \: , \\
\label{e-7}
T(x) & = & T_o(1 - x)^{\alpha_T} \: .
\label{e-8x}
\end{eqnarray}
%
where $x\equiv (r/r_p)^2$ and the $\alpha$'s are fitting constants.
A non-zero edge density, $n_s$, is included to lower the peak heat
flux and plasma temperature at the divertor plates.
The profile interface with the ARIES Systems Code (ASC)
for ARIES-ST designs are summarized in \hbox{Table~\ref{t-3}}.
%
% NOTE update these 12/18/98 Strawman values to "final" ARIES-ST
%
The line-average electron density of the ARIES-ST plasma
slightly exceeds the Greenwald limit~\cite{Gre88}, given by
%
\begin{table}[b]
\caption{}
\centering{\bf ARIES-ST Plasma Profiles$^{(a)}$
and Other Profile Information}
\vspace{1.0cm}
\renewcommand{\arraystretch} {1.3}
\begin{tabular} {l c}\hline \\
Peak-to-average pressure, $p_0/p(=n_0T_0/nT)$      & 1.386 \\
Peak-to-average density, $n_0/n$                    & \fbox{1.22} \\
Peak-to-average temperature,$^{(b)}$ $T_0/T$        & 1.136 \\
Peak-to-average temperature,$^{(c)}$ $T_0/{\bar T}$ & \fbox{1.165} \\
Separatrix-to-average density, $n_s/n$              & \fbox{0.02} \\
Density profile exponent, $\alpha_n$                & 0.224 \\
Temperature profile exponent, $\alpha_T$            & 0.165 \\
Pressure profile exponent, $\alpha_p$               & 0.385 \\
\\ \hline
\multicolumn{2}{l}{$^{(a)}$ Inputs to the ARIES Systems Code (ASC)
 are boxed.}\\
\multicolumn{2}{l}{$^{(b)}$ The density-weighted, volume-averaged
temperature.}\\
\multicolumn{2}{l}{$^{(c)}$ The volume-averaged temperature.}
\end{tabular}
\label{t-3}
\end{table}
%
\begin{eqnarray}
 {\bar n}_{G} & = & 10^{20} I(\mbox{MA})/\pi a_p^2 \: ,
\label{e-9}
\end{eqnarray}
%
but this is not considered a problem for reasons summarized in
Ref.~\cite{Ite96}.  The separatrix density, $n_s$, is kept below the Borass
limit~\cite{Bor91}, given by
%
\begin{eqnarray}
n_B & = & 0.5 \times 10^{20} q_{\bot}^{0.57} B_{\phi0}^{0.31} \: ,
\label{e-11}
\end{eqnarray}
%
where the heat flux, $q_{\bot}$, is in MW/m$^2$ units.

\section{Current Initiation}
\label{s-7}

\subsection{Inductive Startup}
\label{s-7-1}

Techniques to initiate and ramp up the plasma current to full values without a
center solenoid are required for ARIES-ST.  RF, neutral beam and bootstrap
current drive techniques all have potential for current ramp after a certain
level of current has been established by some other
technique~\cite{Politzer98}.  Plasma current can be initiated and ramped up to
modest values using the induction available from the PF coils located near the
centerpost above and below the vacuum vessel (herein called the divertor
coils).  Design issues include not only the volt second and loop voltage
capability of the divertor coils and power supplies, but also the vertical and
horizontal control of the plasma column during ramp up and the formation of a
good null prior to breakdown.

Maintaining vertical position stability during plasma startup is likely to
limit the divertor coil currents and also the available loop voltage and volt
seconds.  Previous work on DIII-D using electron cyclotron heating (ECH)
pre-ionization and heating~\cite{Lloyd91} has shown very reliable low voltage
breakdown and ramp up.  With an ECH (fundamental heating, high field side
launch) power of about 650~kW applied continuously throughout the initiation
and ramp up, important results from this study are:

\begin{itemize}

\item
Reliable initiation and ramp up achieved with the loop voltage as low as 1.6~V
(electric field about 0.15~V/m).

\item
Reliable initiation and ramp up achieved with large error fields and no null
present in the vessel.

\item
Current channel appeared to initiate near the center of the vessel.  Location
of the resonance was not important.

\item
In this experiment, elongation was kept below 1.3 for the duration of the
ramp-up.  

\item
All else being constant, the current ramp rate was a linear function of the
loop voltage.

\end{itemize}

To first order we should be able to scale the various inductive and
resistive components of the loop voltages calculated from the DIII-D data
to ARIES-ST.  Following Lloyd et al.~\cite{ Lloyd91}, the plasma current ramp
rate is given by
%
\begin{eqnarray}
\frac{dI_p}{dt} & = & \frac{V_l - \left\{ V_{res} + 0.51 I_p 
\left[ \displaystyle \frac{d(L_i + L_a)}{dt} \right] \right\} }{L_i + L_a} \: .
\label{e-7-1} 
\end{eqnarray} 

\begin{table}[b]
\caption{}
\centering
{\bf ARIES-ST Inductances and Loop Voltages \\
Scaled from DIII-D Assisted Startup Data}
\vspace{1.0cm}
\renewcommand{\arraystretch}{1.3}
\begin{tabular}{c c c} \hline
               & DIII-D & ARIES-ST \\
\hline \\
$L_i$ ($\mu$H) & 0.5    & 1.46  \\
$L_a$ ($\mu$H) & 0.3    & 0.87  \\
$V_{res}$ (V)  & 0.8    & 2.33  \\
$0.5 I_p \left[ \frac{d(l_i + L_a)}{dt}\right] $ (V)
               & 0.15   & 0.44   \\
\\ \hline
\end{tabular}
\label{t-4}
\end{table}

Here $V_l$ is the loop voltage, $L_i$ is the internal inductance, $L_a$ is the
annular inductance, and $V_{res}$ is the resistive voltage from the plasma
current.  Assuming the current channel profile shapes to be the same in both
cases, and assuming whatever ECH heating mode is chosen will produce the same
plasma parameters as the fundamental heating on DIII-D, then the inductances
and the resistive voltages will scale with the major radius of the center of
the current channel.  Assuming that on ARIES-ST we position the current channel
in the outer part of the vessel, $R_{ARIES-ST} \approx 4.95 $ and $R_{DIII-D}
\approx 1.7$, the inductances derived for the DIII-D ECH assisted startup are
given in Table~\ref{t-4}, with the values scaled to the radius of ARIES-ST.

From Eq.~\ref{e-7-1}, at a loop voltage of 5.0~V, a current ramp rate of
1.0~MA/s would be achieved on ARIES-ST.  To ramp to a plasma current of 0.1~MA
would take 100~ms and 0.5~Vs.

The ten PF coil set used in the EFIT equilibrium model 800708.00200 for
ARIES-ST~\cite{Lao98} are more than adequate to provide the needed inductive
drive.  To achieve the triangularity and elongation required to meet the
steady-state plasma performance, the divertor coil pairs (1 and 6, and 2 and 7)
must be designed to carry 32 and 15~MA, respectively.  PF coil positions and
currents~\cite{Leuer98} and the resulting fields and flux at the proposed
location of the current channel during rampup are given in Table~\ref{t-5}.
These calculations indicate that a net current swing of less than 1.5~MA
distributed judiciously between these two divertor coil pairs will provide the
required 0.5~Vs.  Thus, some freedom is left in choosing the PF coil currents
for achieving a reasonable null prior to breakdown, and for maintaining
positional stability.

\begin{table}[b]
\caption{}
\centering
{\bf PF coil Positions and Currents for ARIES Equilibrium 800708.00200
and the Fields and Flux at $R=4.95$ and $Z=0$}
\vspace{1.0cm}
\renewcommand{\arraystretch}{1.3}
\begin{tabular}{l c c c c c c} \hline

Coil No. 
   & $R_{coil}$ (m) 
           & $Z_{coil}$ (m)
                     & $I_{coil}$ (MA) 
                               & $ B_r$ (T) & $B_z$ (T) & Flux (Wb) \\ 
\hline \\
1  & \Z2.0 &  \N10.5 & \N31.13 &  -0.028    & \N0.036   & \N\Z3.76 \\
2  & \Z3.0 &  \N10.5 &  -14.45 & \N0.027    &  -0.037   &  \Z-3.75 \\
3  &  10.5 & \N\Z7.5 &  -26.52 & \N0.30\Z   &  -0.77\Z  &   -62.88 \\
4  &  10.5 & \N\Z6.3 & \N26.06 &  -0.34\Z   & \N0.92\Z  &  \N73.56 \\
5  &  10.5 & \N\Z4.3 &  -16.42 & \N0.24\Z   &  -0.79\Z  &   -60.77 \\
6  & \Z2.0 &   -10.5 & \N31.66 & \N0.028    & \N0.037   & \N\Z3.83 \\
7  & \Z3.0 &   -10.5 &  -14.48 &  -0.027    &  -0.037   &  \Z-3.75 \\
8  &  10.5 &  \Z-7.5 &  -27.48 &  -0.31\Z   &  -0.80\Z  &   -65.15 \\
9  &  10.5 &  \Z-6.3 & \N26.56 & \N0.34\Z   & \N0.94\Z  &  \N74.98 \\
10 &  10.5 &  \Z-4.3 &  -16.04 &  -0.24\Z   &  -0.78\Z  &   -59.34 \\
\\ \hline
\end{tabular}
\label{t-5}
\end{table}

To provide assurance that breakdown can be achieved reliably and ensure a
minimum of resistive volt second consumption, modest ECH power at the
fundamental frequency at $R=4.95$~m will be provided.

Some detailed studies are suggested for the next design phase.  Most important,
a time dependent MHD model of ramp up should be developed, using the TSC code
to ensure adequate position control during early phases.  Pre-bias currents on
the divertor coils may result in vertical or horizontal instabilities at low
plasma current, which will stress the control system.  The outer PF coils must
be used to provide both a reasonable null prior to breakdown and positional
control.  The large distance between the PF coils and the plasma column will
enhance the control problems.  Placing the plasma column near the outer wall
will provide some passive stabilization.

A backup alternative to inductive startup would be to utilize ECH startup
similar to what was done on CDX-U~\cite{Forest92}. The power required to
generate enough current to create closed flux surfaces is of the same order as
that needed for the bootstrap ramp-up described below.

\subsection{Current Ramp-up Using Bootstrap Overdrive} 

A ramp-up scenario for increasing the current from 0.3~MA to the final 31~MA
has been developed.  In order to avoid axisymmetric instabilities, the
discharge starts with a small, approximately circular cross-section, limited at
the outboard side (Fig.~\ref{ast-2-23}).  The minor radius is increased (and
aspect ratio is reduced) until the plasma fills the width of the power plant
(at about 10~MA current).  Subsequently the elongation is raised to the final
value of 3.4.  If the confinement is assumed to be standard H-mode throughout,
a peak power of 120~MW is needed.  Restricting the external power to 50~MW
leads to a requirement for confinement control, raising the confinement
multiplier by as much as 50\% over H-mode during the ramp-up.  Most of the
current is provided by bootstrap current (rising from 50\% at the start of the
ramp to 100\% at the end).

\begin{figure}[p]
\vskip1.6in
\centerline{\psfig{file=ast-2-23.ps,width=6.25in}}
\caption{
The minor radius and elongation are increased with the plasma current.  Neutral
beam current drive and power requirements are shown.}
\label{ast-2-23}
\end{figure}

Instead of ramping the elongation along with the size, we propose a two-stage
shape evolution.  As before, the plasma is always in contact with the outboard
limiter.  It starts with fixed elongation ($\kappa = 1.2$) and triangularity
($\delta=0.2$).  The size is increased until the final minor radius is reached
(the width of the plasma fills the limiter).  Only then are the elongation and
triangularity increased to the final values.  The break point is at 10.8~MA.
As before, in all cases parameters are adjusted to make both the plasma energy
and the current constant (not necessarily a stable equilibrium).  The
parameters for this case are shown in Fig.~\ref{ast-2-24}.

\begin{figure}[t]
\centerline{\psfig{file=ast-2-24.ps,height=3.5in}}
\caption{Geometrical quantities as a function of plasma current during
bootstrap overdrive startup.}
\label{ast-2-24}
\end{figure}

Two alternative variants were developed.  Either the confinement is fixed at
the level required for the final state (ordinary H-mode; $H_{97}=1.051$ ; max
$P_{NB}=120$~MW), or the confinement multiplier is adjusted to keep the
required heating power (100~kV deuterium beam) below 50~MW.  The powers and
factors for these variants are shown in Figs.~\ref{ast-2-25} and
\ref{ast-2-26}.  We propose using the $P_{NB}\leq 50$~MW variant as the
baseline and the other as a backup.

As with the previous case, $\beta_p$ never approaches the equilibrium limit,
and $\beta_N$ is a problem only at the lowest and highest current points as is
shown in Fig.~\ref{ast-2-27}.  (An arbitrary $\beta_N=3$ limit was set for the
small plasmas; see Fig. \ref{ast-2-28}).

The final plot shows the current components (bootstrap and beam-driven) for the
two variants.  For the smaller plasmas, a significant level of external current
drive is required.  

We note that additional analysis and experimental research must be performed
on the bootstrap startup scenario before it can be considered to be a viable
technique.  Additional analysis required would include detailed kink mode
and vertical stability analysis during the startup sequence.  The
similarity of this sequence to that investigated in more detail in 
Ref.~\cite{Jardin00} give us some assurance, however this is clearly an area 
where more experimental demonstrations are required.

\begin{figure}
\centerline{\psfig{file=ast-2-25.ps,height=3.5in}}
\caption{Required confinement multiplier for the two startup variants.}
\label{ast-2-25}
\end{figure}
\begin{figure}[b]
\centerline{\psfig{file=ast-2-26.ps,height=3.5in,clip=}}
\caption{Require auxiliary power for the two startup variants.}
\label{ast-2-26}
\end{figure}

\begin{figure}[t]
\centerline{\psfig{file=ast-2-27.ps,height=3.5in,clip=}}
\caption{Stability parameters for the two startup variants.}
\label{ast-2-27}
\end{figure}
\begin{figure}[b]
\centerline{\psfig{file=ast-2-28.ps,height=3.5in,clip=}}
\caption{Required current-drive power for the two startup variants.}
\label{ast-2-28}
\end{figure}

\section{Summary and Discussion}
\label{s-2-9}

The wall stabilized spherical torus has the potential of leading to an
attractive fusion-power configuration due to the combination of high-$\beta$
and high-bootstrap-fraction.  While recent ST experimental results are
encouraging, there are still major research and development issues that need to
be demonstrated before serious consideration can be given to this concept
moving beyond the status of a physics experiment.

The ideal MHD stability calculations presented in Sec.~\ref{s-2-2} assume
highly optimized plasma profiles and complete stabilization of all external
kink modes by the conducting wall.  If either of these is not experimentally
realizable, the critical beta for stability can drop by at least a factor of 2,
severely impacting the attractiveness of the design.  Also, the stability of
the plasma to non-ideal modes needs to be investigated.  The resistive wall
mode and the neo-classical tearing modes are of particular concern.

The question of plasma control also needs to be looked into in more detail.
The vertical stability and control of these very high elongation plasmas is not
assured, and is very difficult to assess computationally.  It is known that the
arrangement of the poloidal field coils in a spherical torus implies that the
control of the plasma/centerpost standoff is severely limited, and the
experimental ramifications of this must be assessed.

\clearpage

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\clearpage

%
%       FIGURE CAPTIONS
%
\clearpage

\begin{center}
{\bf List of Figure captions}
\end{center}

\noindent
{\bf Figure~\ref{ast-2-01}}: Ballooning marginal stability of high bootstrap
fraction equilibria for a range of aspect ratios and elongations for
optimizations performed prior to the ARIES-ST power plant study.  Diamonds are
from Ref.~\cite{Menard97} and squares are from Ref.~\cite{Miller97} for
$\kappa=2.8$ and $A=1.4$.

\noindent
{\bf Figure~\ref{ast-2-02}}:
(a)~Pressure profiles and (b)~first derivatives of pressure profiles
which optimize ballooni ng stability at $A=1.4$ and $\kappa=2.8$ for the data 
shown in Fig.~\ref{ast-2-01}.

\noindent
{\bf Figure~\ref{ast-2-03}}: Conformal wall separation (normalized to the
plasma minor radius) which marginally stabilizes the $n=1$ kink mode as a
function of plasma elongation for a ballooning stability optimized equilibrium
with $A=1.4$.

\noindent
{\bf Figure~\ref{ast-2-04}}: Conformal wall separation which marginally
stabilizes $n=1-6$ kink modes as a function of toroidal mode number for
ballooning stability optimized equilibria with $A=1.6$, $\kappa=3.2$, and
triangularities 0.57 and 0.35.

\noindent
{\bf Figure~\ref{ast-2-05}}: (a)~Boundary shapes for the final ARIES-ST
configuration ($A=1.6$, $\kappa=3.4$, $\delta=0.64$) with outboard squareness
values $\zeta_{out}=-0.1$ (dashed), 0.0 (solid), and +0.1
(dot-dash). (b)~Impact of $\zeta_{out}$ on the ballooning marginal stability
$\beta$ limit for the final ARIES-ST configuration.

\noindent
{\bf Figure~\ref{ast-2-06}}: Equilibrium details of the final ARIES-ST
configuration with $A=1.60$, $\kappa=3.4$, $\delta=0.64$, $\beta=56\%$ and
$f_{BS} > 99\%$ which is marginally stable to ballooning and $n=1-6$ kink modes
with a conducting wall at $r_{wall}/a=1.15$.  ARIES-ST operating point has
$\beta$ and $\beta_N$ reduced 10\% below these values.  (a)~Poloidal flux
contours, (b)~safety factor profile, (c)~pressure, temperature, and density
profiles, (d)~total current, bootstrap current, and external current drive
profiles.

\noindent
{\bf Figure~\ref{ast-2-07}}: Details of an optimized ST equilibrium with
$A=1.60$, $\kappa=3.1$, $\delta=0.72$, $\beta=29\%$ and $f_{BS}=80\%$ which is
stable to ballooning and $n=1-3$ kink modes without a conducting wall:
(a)~Poloidal flux contours, (b)~safety factor profile, (c)~pressure,
temperature, and density profiles, (d)~total current, bootstrap current, and
external current drive profiles.

\noindent
{\bf Figure~\ref{ast-2-08}}: (a)~No-wall kink and ballooning marginal $\beta$
for the equilibrium of Figure~\ref{ast-2-07} (b)~Kink marginal wall position
for an equilibrium with the same geometric parameters, profiles, and $f_{BS}$
as in Figure~\ref{ast-2-06}, but with $\beta_N$ reduced to 5.5
($\beta_t=25\%$).

\noindent
{\bf Figure~\ref{ast-2-09}}: For a given internal inductive $l_i$ and $\beta$,
the inboard gap between the first wall and plasma boundary depends on the
radial position of the $X$-point, $R_x$.  Here, $A=1.6$, $R=3.30$~m,
$a=2.05$~m, $I_p=32$~MA.

\noindent
{\bf Figure~\ref{ast-2-10}}: Dependence of the energy in the Poloidal Field
(PF) System as a function of the number of PF coils used.  Here, $A=1.6$,
$I_p=32$~MA, $R=3.29$~m, $a=2.05$~m, $\kappa=3.35$, $\delta=0.53$,
$\beta_{p}=1.95$, $l_i=0.175$.

\noindent
{\bf Figure~\ref{ast-2-11}}: Plasma-vacuum interface for the reference 6-coil
solution.

\noindent
{\bf Figure~\ref{ast-2-12}}: Comparison of free boundary solutions with values
of the squareness parameter $\zeta$ of -0.15 and 0.10.  Note that the PF energy
increases by nearly 10 for the larger squareness value.

\noindent
{\bf Figure~\ref{ast-2-13}}: The final ARIES-ST free boundary solution showing
the plasma vacuum boundary and PF coil location and currents.

\noindent
{\bf Figure~\ref{ast-2-14}}: Structure model and vertical instability growth
rate results for several combinations of $\beta_p$ and $\ell_i$.

\noindent
{\bf Figure~\ref{ast-2-15}}: Sequence of plasma boundaries as the plasma is
allowed to drift vertically with no feedback control.  The behavior is highly
non-rigid.

\noindent
{\bf Figure~\ref{ast-2-16}}: Magnitude of magnetic field along midplane major
radius in a typical ST power plant plasma.

\noindent
{\bf Figure~\ref{ast-2-17}}: Selection of fast wave frequency for
on-axis current drive in an ST power plant plasma.

\noindent
{\bf Figure~\ref{ast-2-18}}: Neutral beam driven current profiles for a typical
ST power plant plasma using a beam energy of (a)~2~MeV, and (b)~5~MeV.

\noindent
{\bf Figure~\ref{ast-2-19}}: Off-axis neutral beam driven current profile for a
typical ST power plant plasma using a beam energy of 120~keV.

\noindent
{\bf Figure~\ref{ast-2-20}}: Off-axis neutral beam driven current profile in an
ARIES-ST plasma using a beam energy of 120~keV with three components.

\noindent
{\bf Figure~\ref{ast-2-21}}: Calculated current drive efficiency as functions
of electron temperature and plasma $Z_{eff}$, for ARIES-ST using 120~keV
neutral beams with current peaked at $\hat{\psi}=0.8$.

\noindent
{\bf Figure~\ref{ast-2-22}}: ARIES-ST Plasma Operating Contour (POPCON)
diagram.  Solid countours indicate auxiliary heating power,$P_{AUX}$, in
increments of 10~MW until ``ignition'' at the dashed contours.

\noindent
{\bf Figure~\ref{ast-2-23}}: The minor radius and elongation are increased with
the plasma current.  Neutral beam current drive and power requirements are
shown.

{\noindent
\bf Figure~\ref{ast-2-24}}: Geometrical quantities as a function of plasma
current during bootstrap overdrive startup.

\noindent
{\bf Figure~\ref{ast-2-25}}: Required confinement multiplier for the two
startup variants.

\noindent
{\bf Figure~\ref{ast-2-26}}: Require auxiliary power for the two startup
variants.

\noindent
{\bf Figure~\ref{ast-2-27}}: Stability parameters for the two startup variants.

\noindent
{\bf Figure~\ref{ast-2-28}}: Required current-drive power for the two startup
variants.

\end{document}
