Keynote Address by Dr. N. Anne Davies
Associate Director for Fusion Energy Sciences
Office of Science
US Department of Energy
at the Symposium on "Cost-Effective Steps to Fusion Power"
Marina Del Rey, CA
January 25, 1999
Sponsored by FPA and UCLA


Time Allotted: 30 Minutes

Title: "How Do We Get There From Here?"

Outline:

Greetings and Introduction

Where Is There?

How Do We Get from Here to There?

Summary Conclusions


Greeting and Introduction:

 "How Do We Get There From Here?"

Presented at the Symposium on

"Cost-Effective Steps to Fusion Power"

Sponsored by Fusion Power Associates and UCLA

 

By

N. Anne Davies
Associate Director
for Fusion Energy Sciences
Office of Science

Marina Del Rey, CA
January 25, 1999


I appreciate the opportunity to speak at this symposium on "Cost-Effective Steps to Fusion Power", which has such timely and important discussion topics as fusion concepts, pathways to fusion power, and critical science and technology issues.

While the US fusion program has been restructured from fusion energy development to innovation driven research focused on fusion's scientific foundations, we must preserve our long term energy vision. The restructuring process has created opportunities to explore cost-effective pathways to this vision, with steps that are more affordable, deliver an improved fusion product, and provide the greatest return on investment of federal research funds.

It is such gatherings as this symposium that stimulate and focus our thinking about where we are going and how to get there. Therefore, I have chosen as the title to my talk "How Do We Get There From Here", which I will break into two parts.

First, I will address the question of "where is there?" Our effectiveness training has taught us to begin with the end in mind and, as we all know, if we don't know where we are going, we will never get there.

Second, I will address the challenging question of "how do we get from here to there?".

"Where is There?"

The dream of harnessing the power of the sun and the stars on a human scale has been one of the great technical challenges of this century, attracting thousands of the best and brightest scientists and engineers around the world to fusion research.

"There" for the fusion program has really not changed since its early days. It has always been the vision of fusion researchers to achieve the scientific and technological means for producing safe, clean, abundant, and affordable energy for future generations.

"There", as defined in the mission statement of today's fusion program," remains, as always, "an economically and environmentally attractive fusion energy source."

If we did not believe that fusion has a very good chance of realizing this potential, I do not think that we could commit ourselves so passionately to such a long term and difficult undertaking.

Even now, though, we know we need to find lower cost approaches, both in the cost of the development path and in the ultimate cost of electricity. We also know we have a lot of work to do to fulfill the environmental promise of fusion. Some of us joined a group of environmental activists for a workshop last summer and gained a better appreciation for the work we have to do in that arena.

One of the challenges before us is to understand the customer for fusion so that our fusion product will not only be attractive, but compete effectively with alternatives in the marketplace of the 21st century and beyond.
We have viewed the primary customer to be the electric utility industry, which has recently become a moving target due to changes resulting from deregulation, restructuring, and market-based electricity pricing.

 Optimism for Fusion in Long Term

 

o "Rehabilitation" of nuclear energy

o Environmental issues, such as climate change

o Global population growth and resource depletion issues



There are trends in the marketplace that could make it difficult for fusion to compete, such as abundant supplies of fossile fuels, coupled with the possibility of sequestering carbon; declining net costs of producing electricity; and movement toward more distributed generation units in relatively small sizes. However, for the longer term, there are several factors that make us optimistic about the prospects for fusion:

First, the possible "rehabilitation" of nuclear energy, with funding for innovative research in that field. As the utility industry restructures, one could imagine the emergence of large nuclear operating companies that have a long term view and, because of a high comfort level with nuclear technologies, might embrace fusion and "recycle" former nuclear fission sites into fusion facilities.

Second, environmental issues, such as climate change, will persist and perhaps grow more threatening with continued fossil fuel burning.

Third, global population growth, desire for standard of living improvements, and resource depletion issues strongly favor fusion in the long term.

The viability of fusion in the energy marketplace will depend on its cost, reliability, and development path requirements relative to competing new energy sources. Therefore, we must study the evolution of the future marketplace in terms of projections for population growth, energy demands, and competing energy sources to define the competition for fusion and to set requirements for the performance, reliability, and cost of fusion energy systems. This will guide us in quantifying the target for an "attractive fusion energy source" so that we can best aim the direction of the research.

 Systems Studies Activities
Addressing the Marketplace for Fusion

 

  • Strategic planning and forecasting
  • Assess fusion role in sustainable energy strategy
  • Determine how fusion can best fit
  • Initial focus on role of large fusion power stations, macro-economic models, and outreach
  • Fusion applications and test facilities design studies
  • Explore potential for non-electric applications
  • Evaluate potential for hydrogen production
  • Conceptual design for near-term applications

 





Later this year, our systems studies effort will begin two tasks that address issues of the future marketplace for fusion, which will aid in our thinking about how to integrate fusion into the planning and vision of the larger energy research community.

A strategic planning and forecasting task will assess the role of fusion in the long term vision of a sustainable global energy strategy. Strategic pathway analysis will consider a range of scenarios to deal with future social, economic, and environmental conditions, such as limits on greenhouse gases. This will determine how fusion can best fit, given its environmental and economic characteristics, as well as better define the goals and requirements for fusion. Initial efforts will focus on the role of large fusion power stations, macro-economic modeling of global energy markets, and outreach to other communities.

A fusion applications task will explore the full range of fusion applications based on projected supply, demand, and cost factors. The potential of large output fusion devices for hydrogen production will be evaluated. Conceptual design studies of fusion neutron sources for both near term non-electric applications and fusion test facilities will define costs, benefits, and risks associated with development paths that might attract new clients for fusion.

This attention to a wider range of fusion applications and test facilities highlights the importance of maintaining a portfolio of confinement concepts for both near and long term energy applications. In addition to performing these tasks, our Advanced Design program will continue to investigate improvements in both advanced tokamak and non-tokamak concepts that could lead to more attractive end-products.

These activities will help us to better understand where "there" is for the long term and to identify possible near term opportunities for customers on the way to realizing fusion's ultimate potential as a central power station electricity producer.


In closing on this first subject, I would like to address a concern expressed by some that the vision of a new electric power source in the distant future may not be sufficient to sustain support for the fusion program. This is more of an issue for the US than for Japan and Europe, which have different energy supply situations and societies more willing to accept a long term view.

Nearer term applications are seen in this context as a means to provide society with more immediate returns on its investment in fusion research. In this regard, magnetic and inertial fusion offer very different possibilities because of inertial fusion's established connection to Defense Programs' stockpile stewardship activities. While magnetic fusion has not pressed hard to find a possible nearer term customer for fusion-grade plasmas, it is time now to fully explore all possibilities and determine if there is potential to expand fusion's customer base and build a stronger underpinning of support for the program.

"How Do We Get From Here to There?"

A brief retrospective on the history of the US fusion program will help in understanding what is meant by "here".



In terms of today's dollar, US fusion program funding grew rapidly during the 1970's to an all-time peak near the end of that decade. Since then, funding has declined significantly. Today, the program seeks to end the long budget decline and stabilize spending as a basis for strategic program planning.

25 years ago, a fire was lit under the fusion program as oil prices soared in response to an OPEC-driven supply crisis.



There has been a remarkably strong correlation between fusion research funding and crude oil prices. Despite the substantial successes in fusion research during the past two decades, such as the achievements in pushing temperature, density, and confinement parameters to reactor-grade levels, funding for fusion appears to remain in lock step with supply and demand circumstances for oil. Today, the world is awash in cheap and plentiful oil.
The oil shocks of the 1970's led to ambitious plans for fusion energy development, but budgets did not come to implement these plans. In the 1980's, planning was driven largely by Cold War politics that created ITER as a centerpiece of international collaboration and a major next step in fusion energy development. The end of the Cold War began an erosion of the political support for sustaining a significant US role in the ITER project.

By the mid-1990's, the influences of cheap oil, the perception that electricity from fusion would cost too much, and the efforts of Congress to reduce budget deficits combined to precipitate the events leading to program restructuring from schedule driven energy development to the scientific underpinnings of fusion energy.

Clearly, the constraints on the fusion program have changed. Prior to restructuring, time was the primary constraint and funding was expected to grow as needed to meet schedule demands. Now, funding is the primary constraint.



During the first half of this decade, the "how" of getting there was embodied in a fusion energy development strategy with a time line and, for magnetic fusion, a tokamak-based facility mix supporting the objective of an operating fusion based demonstration power plant by about the year 2025.



In the mid-1990's, the divergence between actual budgets and funding needed for a demonstration power plant strategy became quite large. Without the budget growth needed to build and operate the necessary facilities, the demonstration power plant strategy had to be abandoned.

 

 FY 1996 Congressional Direction

 

  • Reduce budget from $366 million request to $244 million
  • Restructure strategy, content, near to mid-term objectives
  • Emphasize fusion science, concept improvement and alternative approaches, and development of materials
  • Recognize increasing importance of international cooperation as a means of building major facilities



The process of redefining the US fusion program strategy consistent with lowered budget expectations began with FY 1996 Congressional direction.

Following guidance from Congress, the US fusion program began to restructure its strategy, content, and objectives by emphasizing fusion science, concept improvement, and alternative approaches, including inertial fusion, while maintaining its effort on low-activation materials development. The new strategy also had to consider international cooperation as the means of building major new facilities.

The January 1996 report of the Fusion Energy Advisory Committee (FEAC), "A Restructured Fusion Energy Sciences Program" is the foundational document that has guided the restructuring process.

 U.S. Fusion Energy Sciences
Program Mission and Goals

Program Mission

"Acquire the knowledge base needed for an economically and environmentally attractive fusion energy source."

 

Program Goals

I. Understand the physics of plasmas

 

II. Identify and explore innovative approaches to fusion science and technology

 

III. Explore the science and technology of energy producing plasma, as a partner in an international effort



The FEAC report was the basis for formulating the mission statement and program goals in "Strategic Plan for the Restructured U.S. Fusion Energy Sciences Program", issued by DOE's Office of Fusion Energy Sciences in August 1996.

 U.S. Fusion Energy Sciences Program
Five Year Objectives

  • Substantial progress in scientific understanding and optimization of toroidal plasmas, with tokamaks the most mature of several related configurations (I, II)
  • Strengthened general plasma science and education efforts, with connections to other scientific communities (I)
  • Significant improvement in integrated modeling, based on theoretical understanding and the experimental experience base and exploiting anticipated advances in large-scale computation (I)
  • Active explorations evaluating a variety of innovative fusion approaches, including the scientific and technological bases for an IFE heavy-ion driver (II)
  • Marked progress in the scientific understanding necessary for evaluating technologies and materials required under conditions of high plasma heat flux and neutron wall load (II)
  • Membership in an international collaboration to study burning plasma physics and develop related fusion technologies (III)

 




The FEAC report also guided the formulation of the program's five year objectives, which evolved from the deliberations at the October 1996 community workshop held in Leesburg, Virginia.



A way of characterizing the restructuring process is one of how we have changed the pathway toward a fusion energy source. The previous pathway was heavily oriented toward advancements in the development of fusion energy technologies, requiring large annual cash flows and leading expeditiously to a fusion energy source based on the tokamak.

The restructured pathway is oriented toward advancements in fusion science, which can be accomplished with more modest annual expenditures. As such, it is certainly seen as more "affordable" than the previous pathway.

The new pathway emphasizes innovation to increase the likelihood of discovering improved concepts, including advanced tokamak ideas, that could lead to a more economical development path and, ultimately, to a more attractive fusion energy system. Of course, the pathway will need to turn in the direction of energy technology development when the fusion program is ready to move seriously toward a practical energy source.

The restructuring of the program has proceeded about as fast as possible, given budget limitations, although not so fast as some would have liked, with the shift of resources from tokamaks and technology to alternates, including inertial fusion energy.

However, while we are now able to draw the broad brush strokes of a strategy for the restructured fusion program, we are not able to provide much of the specifics. By the end of 1999, it is our goal to provide more detail in conjunction with the preparation of a new program plan that will accompany the submission to Congress of the Administration's FY 2001 budget request.

 

Reviews of the Fusion Program


 1998  Report on the Nature and Level of U.S. Participation in Possible ITER Activities  FESAC
 1997  Federal Energy Research and Development for the Challenges of the 21st Century  PCAST
 1996  A Restructured Fusion Energy Sciences Program  FEAC

 1995  The U.S. Program of Fusion Energy Research and Development  PCAST
 1995  Energy R&D: Shaping our Nations Future in a Competitive World  SEAB
 1992  Letter: Townes to Watkins  SEAB
 1992  Report on Program Strategy for U.S. Magnetic Fusion Energy Research  FEAC
 1990  Report of the Technical Panel on Magnetic Fusion of the Energy Research Advisory Board  FPAC
 1989  Pacing the U.S. Magnetic Fusion Program  NRC
 1987  Star Power  OTA
 1986  Report of the Technical Panel on Magnetic Fusion  ERAB
 1984  Magnetic Fusion Energy R&D  ERAB
 1982  Future Engineering Needs of the Magnetic Fusion Committee on Magnetic Fusion  NRC
 1980  Report on Magnetic Fusion Program  ERAB
 1978  Final Report of the Ad Hoc Experts Group on Fusion  Foster



The development of the new plan will be driven largely by program reviews. From 1980 to 1998, the US fusion program underwent 14 major reviews from both inside and outside the DOE and its predecessor agencies.



For 1999, the intensity of such reviews will be at an all-time high, with three review activities and an intensive summer study scheduled to be completed by the fall: the Secretary of Energy Advisory Board (SEAB) Review, the National Research Council (NRC) Review, the Fusion Energy Sciences Advisory Committee (FESAC) Review, and the Fusion Summer Study.

These reviews will provide the "working consensus" for the new program plan, which will consider pathways for both energy and science goals, address needs for both magnetic and inertial fusion energy, and deal with issues of overlaps, international collaboration, and funding constraints.

 Fusion Program Reviews in 1999

  • Four activities
    • Secretary of Energy Advisory Board (SEAB)
    • National Research Council (NRC)
    • Fusion Energy Sciences Advisory Committee (FESAC)
    • Fusion Summer Study
  • Provide input to the development of a program plan for fusion energy sciences by the end of 1999
    • Paths for both energy and science goals
    • Address needs of both MFE and IFE
    • Address overlaps, international collaboration, funding constraints
    • Based on a "working" consensus

SEAB Review

 

  • Response to Congressional request
  • Review and provide recommendations on role of MFE and IFE in national fusion energy program
    • Appropriate balance among concepts
    • Relationship to international programs
    • IFE connection to stockpile stewardship
    • Broader science and educational goals
  • Will affect content and timing of fusion energy program
  • Report by May 1999





The SEAB Review responds to FY 1999 report language from the House and Senate appropriations subcommittees. A SEAB Task Force will review the Department's inertial and magnetic fusion programs and provide recommendations on the role of each fusion concept in a national fusion energy program. The review will consider appropriate balance of resources among concepts, relationships to international programs, inertial fusion energy connections to stockpile stewardship, and broader science and education goals. The outcome of this review will affect both the content and timing of fusion program planning. A report from the SEAB Task Force is expected by the end of May.

NRC Review

  • Assess scientific quality of fusion energy sciences program
    • Excellence of the research
    • Influence on other scientific areas
    • Role in higher education
    • Likelihood of providing fundamental insights and research directions
  • Review goals and strategy
  • Report by mid-September 1999



The National Research Council will conduct a panel review to assess the scientific quality of the fusion energy sciences program. This review will consider excellence of the research, influence on other scientific areas, the role in higher education, and the likelihood of providing fundamental insights and research directions. It will also consider the programs's goals and strategy. A report is expected by mid-September.

FESAC Review

 

  • Report on opportunities and requirements including technical requirements of fusion energy by February 1999
  • Lead Community assessment of restructured program
    • Recommend further redirection given flat budgets
    • Recommendations on P-o-P experiments
    • Recommendations on balance
      • Tokamak versus non-tokamak physics
      • Magnetic versus inertial fusion energy
    • Recommendations on program content, emphasis,
      and balance
    • Complete by September 1999

Following the issuance of the FESAC Panel report on opportunities and requirements of a fusion energy sciences program, FESAC will lead a community assessment of the fusion program. The review will include recommendations for further redirection, given flat budgets, recommendations on proof-of-principle fusion science experiments, and program content, emphasis, and balance (such as tokamak vs non-tokamak and magnetic vs inertial fusion energy). A report is expected in September.

Fusion Summer Study

 

  • Examine opportunities and directions in fusion energy science for the next decade
  • Develop scientific and technical basis for consensus on:
    • Key issues in plasma science, technology, energy, environment
    • Opportunities and potential contributions of existing and possible future facilities to reduce costs and increase economic and environmental attractiveness
  • Chaired by Rich Hawryluk, Grant Logan, and Mike Mauel
  • To be held at Snowmass, CO; July 11-23, 1999
  • Details on http://www.pppl.gov/snowmass/


A Fusion Summer Study meeting will be held during two weeks in July. This self-examination by the US fusion community will address opportunities and directions in fusion energy science for the next decade. It will seek to develop community consensus on key issues for plasma science, technology, energy, and environment and on opportunities and potential contributions of existing and possible future facilities and programs to reduce costs and increase fusion's attractiveness.



There are several other activities in 1999 that will provide input to or have bearing on these review and planning efforts.

Members of the magnetic and inertial fusion communities are preparing a draft roadmap that includes both magnetic and inertial fusion energy approaches in a unified framework. It will serve as input to the SEAB Review and Fusion Summer Study.

The Next Step Options (NSO) activity will investigate opportunities for advancing the scientific understanding of fusion energy, with emphasis on plasma behavior at high energy gain and for long duration. This year's effort will focus on developing criteria for evaluating design options, investigating an advanced physics version of BPX as an option for a burning plasma experiment, and keeping abreast of world progress on devices such as Ignitor, KSTAR, and ITER, through watching briefs. An interim report is expected in mid-March for use in the SEAB Review, and draft white papers are expected in July for use in the Fusion Summer Study. By late September, a preconceptual design of an advanced physics BPX-like device is expected. In FY 2000, this activity will investigate other options, as well.

In response to the call for a new international agreement on fusion science by the Secretary of Energy in September 1998, the US has proposed an annual forum for leaders of the four major fusion programs. Such a forum would enable program leaders for the first time to review progress in collaborative activities, evaluate and improve effectiveness of major collaborations, consider possible enhancements of joint efforts, and involve leaders of other fusion programs.

A panel of the President's Committee of Advisors on Science and Technology (PCAST) is conducting a study of international cooperation in energy R&D and deployment. The panel, building on the earlier PCAST Energy R&D Study, will review the US's international energy R&D portfolio and recommend ways to improve collaboration on energy R&D. The panel is expected to complete its work by the end of March, after which PCAST is expected to report to the President in early May.

The collective outputs of these activities will have a strong bearing on the way in which the US fusion program addresses the basic issues of the question "how do we get from here to there".

As we move forward with our planning, we must keep an eye on the progress and directions of our international partners. Should the ITER parties decide to go forward with construction, which would be a major event in the worldwide effort to develop fusion as an energy source, we would want to assess opportunities for US involvement and evaluate them in light of the domestic programmatic and budgetary circumstances at that time.

Benefits of the SSI Toward Fusion Research

  • Improve scientific understanding of experimental data from existing devices
  • Guide future experiments, especially those on a set of new, innovative magnetic confinement devices
  • Aid in the design of attractive new facilities
  • Enable productive collaboration on large-scale experiments in Europe and Japan
  • Position the IFE program to take advantage of results from NIF


An additional factor to be considered in our planning is the fusion program's participation in the Department's Scientific Simulation Initiative (SSI). As a participant in the SSI, we would use teraflop scale computing to accelerate the cycle of understanding and innovation by allowing more rapid and complete data analysis and by achieving more realistic 3D modeling and simulation of a fusion plasma. The benefits expected from the SSI include improved scientific understanding of experimental data from existing devices, better guidance for planning of future experiments and design of attractive new facilities, more productive collaborations on large-scale experiments in Europe and Japan, and a greater positioning of inertial fusion energy research to take advantage of the results form the National Ignition Facility (NIF). And we do not yet fully understand all the ramifications and impact of teraflop computing on fusion research. The potential is enormous. We are positioning ourselves to compete for funding for SSI, and we will also redirct some of our fusion funds to support this effort.

Summary Conclusions

 

  • Dr. Martha Krebs: "fusion will never be simply a science program; it must have an energy vision, as well. This dual nature of the program will always cause tension within the community."
  • Review and planning activities in 1999 will address both science and energy sides of Fusion Energy Sciences Program
  • Planning based on broad working consensus
  • New fusion program plan must accept budget constraint realities, but support progress toward science and energy goals
  • Maintain infrastructure that allows the U.S. to launch fusion energy development at some future time

 

Summary Conclusions
In her October 1998 charge letter to FESAC, Dr. Martha Krebs, Director of DOE's Office of Science, noted that "...the Department and the community are focused on continuing the program shifts begun three years ago. However, fusion will never be simply a science program; it must have an energy vision, as well. This dual nature of the program will always cause tension within the community. The continued call for clearly defined progress toward energy application, from Congress and others, will highlight that tension."

The review and planning activities of 1999 will address both sides of the dual nature of the program: science and energy. There will undoubtedly be strenuous tension created in the process. However, it is important to the health of the fusion program that a broad consensus be forged on a strategy for moving fusion research forward in cost-effective steps. Divisiveness will not serve the program well at this juncture, and I am pleased by the collaborative approach the community leaders are taking in preparing for these activities.

A program plan will be completed at the end of 1999 to guide the US fusion research effort into the next century. It must take into account the realities of projected budget constraints, support progress toward fusion science goals and, at the same time, allow measurable progress toward energy goals. Also, the critical infrastructure must be maintained in a way that allows the US to launch a fusion energy development program at some future time when called upon by the Nation.